UBS’s Invesco Floating Rate Municipal Income ETF PVI Stock Holding History

UBS’s Portfolio PVI Stock Details PVI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.65M	Sell	186,351 -7,191	-4%	-$180K	﹤0.01%	2100
2014 Q2	$4.83M	Sell	193,542 -11,266	-6%	-$281K	﹤0.01%	2001
2014 Q1	$5.12M	Sell	204,808 -11,503	-5%	-$287K	﹤0.01%	1848
2013 Q4	$5.4M	Sell	216,311 -17,965	-8%	-$449K	0.01%	1797
2013 Q3	$5.85M	Sell	234,276 -46,070	-16%	-$1.15M	0.01%	1579
2013 Q2	$7.01M	Buy	+280,346	New	+$7M	0.01%	1318

Other funds holding PVI

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS's PVI Position: Q3 2014 in Review

UBS reduced its Invesco Floating Rate Municipal Income ETF (PVI) stake by 3.7% in Q3 2014, selling an estimated $180K and leaving 186,351 shares worth $4.65M. The position accounts for ﹤0.01% of the portfolio, ranked #2100.

UBS first reported a position in PVI in Q2 2013 and has held it in 6 quarters since. The position peaked at $7.01M in Q2 2013. 27 funds tracked by Wall St. Rank hold PVI as of Q3 2014.

UBS held 186,351 shares of Invesco Floating Rate Municipal Income ETF worth $4.65M as of Q3 2014.
UBS sold 7,191 Invesco Floating Rate Municipal Income ETF shares in Q3 2014, an estimated $180K.
Invesco Floating Rate Municipal Income ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2100 holding.
UBS first reported a position in Invesco Floating Rate Municipal Income ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco Floating Rate Municipal Income ETF position peaked at $7.01M in Q2 2013.
27 funds tracked by Wall St. Rank held Invesco Floating Rate Municipal Income ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.