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Invesco Floating Rate Municipal Income ETF

30 hedge funds and large institutions have $81M invested in Invesco Floating Rate Municipal Income ETF in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.9% less ownership

Funds ownership: 44.3%38.4% (-5.9%)

9% less funds holding

Funds holding: 3330 (-3)

11% less capital invested

Capital invested by funds: $90.8M → $81M (-$9.81M)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

62% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 13

Holders
30
Holders Change
-3
Holders Change %
-9.09%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
5
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$34.5M -$8.25M -330,293 -19%
Morgan Stanley
2
Morgan Stanley
New York
$12.6M -$2.39M -95,746 -16%
SEIA
3
Signature Estate & Investment Advisors
California
$7.51M +$948K +37,945 +14%
U
4
UBS
Switzerland
$5.85M -$1.15M -46,070 -16%
Wells Fargo
5
Wells Fargo
California
$4.74M +$691K +27,662 +17%
B
6
Baird
Wisconsin
$3.05M -$337K -13,500 -10%
EWM
7
Empirical Wealth Management
Washington
$1.93M +$849K +34,000 +79%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.74M +$75.2K +3,011 +5%
UCFA
9
United Capital Financial Advisors
Texas
$1.35M
BWM
10
Baystate Wealth Management
Massachusetts
$1.06M -$101K -4,029 -9%
VKH
11
Virtu KCG Holdings
New York
$983K +$984K +39,384 New
LPL Financial
12
LPL Financial
California
$855K -$22.5K -900 -3%
Invesco
13
Invesco
Georgia
$855K -$22.1K -885 -3%
DC
14
Davenport & Co
Virginia
$624K
CC
15
Curian Capital
Colorado
$532K +$532K +21,305 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$501K +$501K +20,059 New
FHC
17
First Heartland Consultants
Missouri
$454K -$111K -4,429 -20%
BC
18
Bartlett & Co
Ohio
$356K
B
19
Bailard
California
$289K +$289K +11,567 New
RJA
20
Raymond James & Associates
Florida
$280K -$55.9K -2,239 -17%
NES
21
New England Securities
New York
$278K +$264K +10,561 +1,821%
BIT
22
BlackRock Institutional Trust
California
$220K -$219K -8,768 -50%
EMA
23
Efficient Market Advisors
California
$125K
SHWM
24
Smith & Howard Wealth Management
Georgia
$115K
MFS
25
MSI Financial Services
Massachusetts
$114K -$41.9K -1,677 -27%

PVI Hedge Fund Activity: Q3 2013 in Review

30 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Floating Rate Municipal Income ETF (PVI) for Q3 2013, worth a combined $81M — down 11% from $90.8M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PVI and 5 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 5 added.

The largest buyer was Signature Estate & Investment Advisors, adding an estimated $948K. The largest seller was Bank of America, cutting an estimated $8.25M.

  • 30 institutional investors held Invesco Floating Rate Municipal Income ETF (PVI) as of Q3 2013, down from 33 in Q2 2013.
  • Funds reported $81M of Invesco Floating Rate Municipal Income ETF stock for Q3 2013, down 11% quarter-over-quarter.
  • 5 funds opened new Invesco Floating Rate Municipal Income ETF positions in Q3 2013 and 7 closed out, a net change of -2 holders.
  • The largest Invesco Floating Rate Municipal Income ETF buyer in Q3 2013 was Signature Estate & Investment Advisors, an estimated $948K added.
  • The largest Invesco Floating Rate Municipal Income ETF seller in Q3 2013 was Bank of America, an estimated $8.25M sold.

Based on aggregated 13F filings for Q3 2013.