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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
1726
GameStop
GME
$9.5B
$4.88M 0.01%
393,372
-141,344
-26% -$1.69M
SLY
1727
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$4.87M 0.01%
101,688
+43,218
+74% +$2.01M
HUN icon
1728
CALL
Huntsman Corp
HUN
$2.24B
$4.86M 0.01%
236,000
+195,700
+486% +$3.57M
FDX icon
1729
CALL
FedEx
FDX
$74.5B
$4.86M 0.01%
42,600
-13,800
-24% -$1.49M
SNI
1730
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$4.86M 0.01%
62,223
+4,743
+8% +$350K
FXN icon
1731
First Trust Energy AlphaDEX Fund
FXN
$398M
$4.85M 0.01%
211,565
-58,424
-22% -$1.32M
FCG icon
1732
First Trust Natural Gas ETF
FCG
$632M
$4.84M 0.01%
51,761
+7,613
+17% +$668K
SON icon
1733
Sonoco
SON
$5.76B
$4.84M 0.01%
124,325
+68,819
+124% +$2.62M
DHI icon
1734
CALL
D.R. Horton
DHI
$41B
$4.84M ﹤0.01%
249,000
+222,000
+822% +$4.4M
TRIP icon
1735
TripAdvisor
TRIP
$1.59B
$4.84M ﹤0.01%
63,794
+27,716
+77% +$1.96M
CMO
1736
DELISTED
Capstead Mortgage Corp.
CMO
$4.84M ﹤0.01%
410,999
+158,890
+63% +$1.88M
STPZ icon
1737
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$4.83M ﹤0.01%
91,115
-93,185
-51% -$4.93M
STE icon
1738
Steris
STE
$20.9B
$4.82M ﹤0.01%
112,206
+13,757
+14% +$598K
BCS.PRC
1739
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.82M ﹤0.01%
190,816
-5,138
-3% -$130K
GRMN
1740
Garmin
GRMN
$46.9B
$4.81M ﹤0.01%
106,495
+24,155
+29% +$960K
APA icon
1741
CALL
APA Corp
APA
$12.8B
$4.81M ﹤0.01%
56,500
-35,600
-39% -$2.96M
AWF
1742
AllianceBernstein Global High Income Fund
AWF
$867M
$4.81M ﹤0.01%
319,711
-40,603
-11% -$585K
ECF
1743
Ellsworth Growth & Income Fund
ECF
$171M
$4.81M ﹤0.01%
610,628
+18,720
+3% +$146K
BBVA icon
1744
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$4.8M ﹤0.01%
451,667
+145,476
+48% +$1.34M
CMI icon
1745
CALL
Cummins
CMI
$91.7B
$4.8M ﹤0.01%
36,100
-8,200
-19% -$1.01M
MLCO icon
1746
Melco Resorts & Entertainment
MLCO
$2.1B
$4.79M ﹤0.01%
150,362
+105,982
+239% +$2.83M
ISRG icon
1747
CALL
Intuitive Surgical
ISRG
$121B
$4.78M ﹤0.01%
114,300
+6,300
+6% +$278K
MCGC
1748
DELISTED
MCG CAP CORP
MCGC
$4.78M ﹤0.01%
947,321
+53,471
+6% +$276K
NRG icon
1749
CALL
NRG Energy
NRG
$29.8B
$4.76M ﹤0.01%
174,300
+114,800
+193% +$3.1M
DISCK
1750
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4.76M ﹤0.01%
121,788
-2,944
-2% -$109K
68 69
70
71 72

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.