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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
1351
Chipotle Mexican Grill
CMG
$40.8B
$8.81M 0.01%
826,550
-52,450
-6% -$533K
CCK icon
1352
Crown Holdings
CCK
$12.8B
$8.81M 0.01%
197,570
-25,421
-11% -$1.09M
KMF
1353
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$8.8M 0.01%
255,782
+45,072
+21% +$1.45M
PBCT
1354
DELISTED
People's United Financial Inc
PBCT
$8.79M 0.01%
581,078
+79,729
+16% +$1.17M
FDO
1355
DELISTED
FAMILY DOLLAR STORES
FDO
$8.77M 0.01%
135,011
+33,259
+33% +$2.28M
IGI
1356
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$8.77M 0.01%
434,046
-32,934
-7% -$652K
SNP
1357
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$8.77M 0.01%
106,679
+40,800
+62% +$3.36M
PRFZ icon
1358
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$8.76M 0.01%
448,140
+23,830
+6% +$444K
WIN
1359
DELISTED
Windstream Holdings Inc
WIN
$8.76M 0.01%
140,064
+6,163
+5% +$399K
CIG icon
1360
CEMIG Preferred Shares
CIG
$6.09B
$8.74M 0.01%
2,877,652
+389,102
+16% +$1.29M
MEOH icon
1361
Methanex
MEOH
$4.32B
$8.72M 0.01%
147,252
-91,236
-38% -$5.26M
KEP icon
1362
Korea Electric Power
KEP
$15.5B
$8.72M 0.01%
525,044
-107,613
-17% -$1.55M
CVC
1363
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$8.71M 0.01%
485,761
+235,164
+94% +$3.8M
TWTR
1364
PUT
DELISTED
Twitter, Inc.
TWTR
$8.71M 0.01%
+136,800
New +$6.79M
LLY icon
1365
PUT
Eli Lilly
LLY
$1.07T
$8.68M 0.01%
170,200
+129,800
+321% +$6.5M
HCA icon
1366
HCA Healthcare
HCA
$84.8B
$8.67M 0.01%
181,800
-15,747
-8% -$728K
TBT icon
1367
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$8.67M 0.01%
109,500
-218,700
-67% -$16.7M
GMCR
1368
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$8.66M 0.01%
114,700
-31,700
-22% -$2.16M
AEG icon
1369
Aegon
AEG
$13.5B
$8.66M 0.01%
1,345,192
+6,826
+0.5% +$38.8K
XLY icon
1370
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$8.65M 0.01%
258,800
+206,400
+394% +$6.57M
CSM icon
1371
ProShares Large Cap Core Plus
CSM
$509M
$8.64M 0.01%
393,104
-536,192
-58% -$11.3M
SIRI icon
1372
SiriusXM
SIRI
$10B
$8.63M 0.01%
247,380
-47,704
-16% -$1.78M
PFM icon
1373
Invesco Dividend Achievers ETF
PFM
$788M
$8.61M 0.01%
432,640
+12,161
+3% +$235K
IBB icon
1374
PUT
iShares Biotechnology ETF
IBB
$9.31B
$8.61M 0.01%
113,700
+108,000
+1,895% +$7.66M
ETV
1375
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$8.57M 0.01%
611,766
-33,165
-5% -$448K
53 54
55
56 57

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.