UBS’s ProShares Large Cap Core Plus CSM Stock Holding History

UBS’s Portfolio CSM Stock Details CSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$11.7M	Sell	488,876 -17,816	-4%	-$430K	0.01%	1325
2014 Q2	$12M	Sell	506,692 -124,744	-20%	-$2.87M	0.01%	1218
2014 Q1	$14.2M	Buy	631,436 +238,332	+61%	+$5.22M	0.01%	1007
2013 Q4	$8.64M	Sell	393,104 -536,192	-58%	-$11.3M	0.01%	1379
2013 Q3	$18.4M	Buy	929,296 +12,128	+1%	+$240K	0.02%	753
2013 Q2	$17.4M	Buy	+917,168	New	+$17.4M	0.02%	714

Other funds holding CSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PFG

Pacific Financial Group Bellevue, Washington $186M AUM 16.59% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LIM

Leavell Investment Management Mobile, Alabama $2.74B AUM 26.51% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 21.06% 1-Year Est. Return

UBS's CSM Position: Q3 2014 in Review

UBS reduced its ProShares Large Cap Core Plus (CSM) stake by 3.5% in Q3 2014, selling an estimated $430K and leaving 488,876 shares worth $11.7M. The position accounts for 0.01% of the portfolio, ranked #1325.

UBS first reported a position in CSM in Q2 2013 and has held it in 6 quarters since. The position peaked at $18.4M in Q3 2013. 47 funds tracked by Wall St. Rank hold CSM as of Q3 2014.

UBS held 488,876 shares of ProShares Large Cap Core Plus worth $11.7M as of Q3 2014.
UBS sold 17,816 ProShares Large Cap Core Plus shares in Q3 2014, an estimated $430K.
ProShares Large Cap Core Plus made up 0.01% of UBS's portfolio in Q3 2014, its #1325 holding.
UBS first reported a position in ProShares Large Cap Core Plus in Q2 2013 and has held it in 6 quarters since.
UBS's ProShares Large Cap Core Plus position peaked at $18.4M in Q3 2013.
47 funds tracked by Wall St. Rank held ProShares Large Cap Core Plus as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.