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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEI
11351
PUT
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-20
Closed -$6K
REV
11352
CALL
DELISTED
Revlon, Inc.
REV
– –
-200
Closed -$5K
REV
11353
PUT
DELISTED
Revlon, Inc.
REV
– –
-100
Closed -$3K
WLL
11354
PUT
DELISTED
Whiting Petroleum Corporation
WLL
– –
-48
Closed -$885K
DDG
11355
DELISTED
Proshares Short Oil & Gas
DDG
– –
-849
Closed -$20K
BBL
11356
CALL
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-200
Closed -$12K
BBL
11357
PUT
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-600
Closed -$37K
UFS
11358
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-1,000
Closed -$47K
GRA
11359
PUT
DELISTED
W.R. Grace & Co.
GRA
– –
-200
Closed -$20K
DJCI
11360
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
– –
-1,598
Closed -$37K
UN
11361
PUT
DELISTED
Unilever NV New York Registry Shares
UN
– –
-2,300
Closed -$93K
DZK
11362
CALL
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
– –
-100
Closed -$7K
KGJI
11363
DELISTED
Kingold Jewelry Inc.
KGJI
– –
-400
Closed -$4K
VRML
11364
CALL
DELISTED
Vermillion, Inc.
VRML
– –
-500
Closed -$1K
BVSN
11365
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
6
– –
AUO
11366
CALL
DELISTED
AU Optronics Corp
AUO
– –
-200
Closed -$1K
TSS
11367
CALL
DELISTED
Total System Services, Inc.
TSS
– –
-13,200
Closed -$439K
IIJI
11368
DELISTED
Internet Initiative Japan Inc
IIJI
– –
-2,440
Closed -$33K
SZO
11369
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
– –
-300
Closed -$12K
AGF
11370
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
– –
-409
Closed -$5K
ESNC
11371
DELISTED
EnSync Inc
ESNC
$0 ﹤0.01%
+200
New +$269
TIK
11372
DELISTED
Tel-Instrument Electronics Corp.
TIK
– –
-1,092
Closed -$6K
EVP
11373
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
– –
-2,000
Closed -$22K
STI.WS.A
11374
DELISTED
Suntrust Banks Inc
STI.WS.A
– –
-525
Closed -$5K
MAB
11375
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
– –
-3,108
Closed -$38K
453 454
455
456 457

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.