UBS’s DB Crude Oil Short Exchange Traded Notes due June 1, 2038 SZO Stock Holding History

UBS’s Portfolio SZO Stock Details SZO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$47K	Sell	1,196 -15	-1%	-$559	﹤0.01%	6932
2014 Q2	$42K	Buy	+1,211	New	+$44K	﹤0.01%	7123
2014 Q1	–	Sell	-300	Closed	-$12K	–	11492
2013 Q4	$12K	Sell	300 -310	-51%	-$12.3K	﹤0.01%	8850
2013 Q3	$23K	Sell	610 -847	-58%	-$31.6K	﹤0.01%	7918
2013 Q2	$60K	Buy	+1,457	New	+$61.8K	﹤0.01%	6523

Other funds holding SZO

Lumbard & Kellner Hollis, New Hampshire $289M AUM 59.5% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's SZO Position: Q3 2014 in Review

UBS reduced its DB Crude Oil Short Exchange Traded Notes due June 1, 2038 (SZO) stake by 1.2% in Q3 2014, selling an estimated $559 and leaving 1,196 shares worth $47K. The position accounts for ﹤0.01% of the portfolio, ranked #6932.

UBS first reported a position in SZO in Q2 2013 and has held it in 5 quarters since. The position peaked at $60K in Q2 2013. 5 funds tracked by Wall St. Rank hold SZO as of Q3 2014.

UBS held 1,196 shares of DB Crude Oil Short Exchange Traded Notes due June 1, 2038 worth $47K as of Q3 2014.
UBS sold 15 DB Crude Oil Short Exchange Traded Notes due June 1, 2038 shares in Q3 2014, an estimated $559.
DB Crude Oil Short Exchange Traded Notes due June 1, 2038 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6932 holding.
UBS first reported a position in DB Crude Oil Short Exchange Traded Notes due June 1, 2038 in Q2 2013 and has held it in 5 quarters since.
UBS's DB Crude Oil Short Exchange Traded Notes due June 1, 2038 position peaked at $60K in Q2 2013.
5 funds tracked by Wall St. Rank held DB Crude Oil Short Exchange Traded Notes due June 1, 2038 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.