UBS’s BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) BBL Stock Holding History

UBS’s Portfolio BBL Stock Details BBL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$11K	Sell	200 -100	-33%	-$6.5K	﹤0.01%	8800
2014 Q2	$20K	Buy	+300	New	+$19.3K	﹤0.01%	8125
2014 Q1	–	Sell	-600	Closed	-$37K	–	11480
2013 Q4	$37K	Sell	600 -900	-60%	-$54.4K	﹤0.01%	7374
2013 Q3	$88K	Buy	1,500 +1,100	+275%	+$64.1K	﹤0.01%	6162
2013 Q2	$21K	Buy	+400	New	+$22.7K	﹤0.01%	7870

Other funds holding BBL

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

PCM

Polaris Capital Management Boston, Massachusetts $1.22B AUM 26.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Mawer Investment Management Calgary, Alberta, Canada $15.4B AUM 10.9% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

PTA

Pear Tree Advisors Lincoln, Massachusetts $238M AUM 3.59% 1-Year Est. Return

UBS's BBL Position: Q3 2014 in Review

UBS increased its BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) (BBL) stake by 93% in Q3 2014, buying an estimated $1.7M and bringing the position to 54,311 shares worth $3.02M. The position accounts for ﹤0.01% of the portfolio, ranked #2520.

UBS first reported a position in BBL in Q2 2013 and has held it in 6 quarters since. 134 funds tracked by Wall St. Rank hold BBL as of Q3 2014.

UBS held 54,311 shares of BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) worth $3.02M as of Q3 2014.
UBS bought 26,175 BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) shares in Q3 2014, an estimated $1.7M.
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2520 holding.
UBS first reported a position in BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) in Q2 2013 and has held it in 6 quarters since.
134 funds tracked by Wall St. Rank held BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.