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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCO icon
10626
ProShares UltraShort Bloomberg Crude Oil
SCO
$585M
– –
-107
Closed -$133K
SDOW icon
10627
ProShares UltraPro Short Dow 30
SDOW
$171M
– –
-12
Closed -$95.6K
SDP icon
10628
ProShares UltraShort Utilities
SDP
$3.79M
– –
-12
Closed -$8K
SENEA icon
10629
Seneca Foods Class A
SENEA
$1.13B
– –
-283
Closed -$9K
SF
10630
PUT
Stifel
SF
$12.3B
– –
-675
Closed -$14K
SFM icon
10631
PUT
Sprouts Farmers Market
SFM
$7.04B
– –
-100
Closed -$4K
SFNC icon
10632
Simmons First National
SFNC
$3.35B
– –
-1,076
Closed -$20K
SGMO
10633
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-38,000
Closed -$528K
SGOL icon
10634
CALL
abrdn Physical Gold Shares ETF
SGOL
$6.92B
– –
-49,000
Closed -$580K
SHEN icon
10635
CALL
Shenandoah Telecom
SHEN
$632M
– –
-2,000
Closed -$26K
SHOO icon
10636
CALL
Steven Madden
SHOO
$3.12B
– –
-900
Closed -$22K
SID icon
10637
PUT
Companhia Siderúrgica Nacional
SID
$1.43B
– –
-28,000
Closed -$174K
SIEB icon
10638
Siebert Financial
SIEB
$68M
– –
-4,241
Closed -$7K
SIFY
10639
CALL
Sify Technologies
SIFY
$1.02B
– –
-400
Closed -$5K
SIMO icon
10640
PUT
Silicon Motion
SIMO
$9.19B
– –
-300
Closed -$4K
SKF icon
10641
PUT
ProShares UltraShort Financials
SKF
$10.5M
– –
-70
Closed -$78K
SLG icon
10642
CALL
SL Green Realty
SLG
$3.88B
– –
-1,033
Closed -$92K
SLVP icon
10643
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$805M
– –
-100
Closed -$1K
SMDD icon
10644
ProShares UltraPro Short MidCap400
SMDD
$2.06M
– –
-4
Closed -$14K
SMN icon
10645
ProShares UltraShort Materials
SMN
$4.04M
– –
-56
Closed -$30.8K
SMN icon
10646
PUT
ProShares UltraShort Materials
SMN
$4.04M
– –
-6
Closed -$3K
SNBR
10647
PUT
DELISTED
Sleep Number
SNBR
– –
-1,900
Closed -$40K
SNV
10648
PUT
DELISTED
Synovus
SNV
– –
-4,971
Closed -$125K
SNX icon
10649
CALL
TD Synnex
SNX
$19.4B
– –
-600
Closed -$20K
SOL
10650
PUT
DELISTED
Emeren Group
SOL
– –
-520
Closed -$9K
424 425
426
427 428

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.