UBS’s Stifel SF Stock Holding History

UBS’s Portfolio SF Stock Details SF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-675	Closed	-$14K	–	10753
2013 Q4	$14K	Buy	+675	New	+$13K	﹤0.01%	8605

Other funds holding SF

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

KCM

Kornitzer Capital Management Shawnee Mission, Kansas $4.65B AUM 23.83% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS's SF Position: Q3 2014 in Review

UBS reduced its Stifel (SF) stake by 20% in Q3 2014, selling an estimated $113K and leaving 21,168 shares worth $441K. The position accounts for ﹤0.01% of the portfolio, ranked #4406.

UBS first reported a position in SF in Q2 2013 and has held it in 6 quarters since. The position peaked at $559K in Q2 2014. 209 funds tracked by Wall St. Rank hold SF as of Q3 2014.

UBS held 21,168 shares of Stifel worth $441K as of Q3 2014.
UBS sold 5,423 Stifel shares in Q3 2014, an estimated $113K.
Stifel made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4406 holding.
UBS first reported a position in Stifel in Q2 2013 and has held it in 6 quarters since.
UBS's Stifel position peaked at $559K in Q2 2014.
209 funds tracked by Wall St. Rank held Stifel as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.