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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCCO icon
10326
First Community Corp
FCCO
$319M
– –
-1,796
Closed -$17K
FDS icon
10327
CALL
Factset
FDS
$9.46B
– –
-700
Closed -$71K
FDS icon
10328
PUT
Factset
FDS
$9.46B
– –
-100
Closed -$10K
POWR
10329
iShares U.S. Power Infrastructure ETF
POWR
$444M
– –
-57
Closed -$1K
FISI icon
10330
Financial Institutions
FISI
$812M
– –
-818
Closed -$15K
FLIC
10331
DELISTED
First of Long Island Corp
FLIC
– –
-711
Closed -$10K
FMC icon
10332
CALL
FMC
FMC
$1.39B
– –
-78,289
Closed -$4.15M
FOR icon
10333
CALL
Forestar Group
FOR
$1.47B
– –
-300
Closed -$6K
FOR icon
10334
PUT
Forestar Group
FOR
$1.47B
– –
-100
Closed -$2K
FONR
10335
DELISTED
Fonar
FONR
– –
-2,007
Closed -$13K
FORM icon
10336
PUT
FormFactor
FORM
$7.7B
– –
-3,200
Closed -$22K
FPA icon
10337
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$103M
– –
-1,645
Closed -$40K
FRPH icon
10338
FRP Holdings
FRPH
$451M
– –
-188
Closed -$3K
FRT icon
10339
CALL
Federal Realty Investment Trust
FRT
$11B
– –
-200
Closed -$21K
FTI icon
10340
PUT
TechnipFMC
FTI
$29.9B
– –
-269
Closed -$11K
FUSB icon
10341
First US Bancshares
FUSB
$93.1M
– –
-2,594
Closed -$26K
FXP icon
10342
CALL
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$6.08M
– –
-181
Closed -$137K
GAU
10343
CALL
Galiano Gold
GAU
$478M
– –
-500
Closed -$1K
GBDC icon
10344
CALL
Golub Capital BDC
GBDC
$3.36B
– –
-7,147
Closed -$122K
GBX icon
10345
PUT
The Greenbrier Companies
GBX
$1.56B
– –
-3,000
Closed -$73K
GEG icon
10346
Great Elm Group
GEG
$67.7M
$0 ﹤0.01%
12
-468
-98% -$10.5K
GEO icon
10347
CALL
The GEO Group
GEO
$4.13B
– –
-900
Closed -$20K
GGB icon
10348
PUT
Gerdau
GGB
$9.48B
– –
-504
Closed -$2K
GILT icon
10349
Gilat Satellite Networks
GILT
$831M
$0 ﹤0.01%
34
-1,134
-97% -$5.82K
GLAD icon
10350
CALL
Gladstone Capital
GLAD
$430M
– –
-1,700
Closed -$28K
412 413
414
415 416

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.