UBS’s Galiano Gold GAU Stock Holding History

UBS’s Portfolio GAU Stock Details GAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-500	Closed	-$1K	–	10478
2013 Q2	$1K	Buy	+500	New	+$1.25K	﹤0.01%	10010

Other funds holding GAU

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SVG

Sun Valley Gold Sun Valley, Idaho $63.2M AUM 182.76% 1-Year Est. Return

IIM

Intact Investment Management Montreal, Quebec, Canada $3.52B AUM 37.29% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

UBS's GAU Position: Q3 2014 in Review

UBS reduced its Galiano Gold (GAU) stake by 19% in Q3 2014, selling an estimated $6.81K and leaving 12,178 shares worth $25K. The position accounts for ﹤0.01% of the portfolio, ranked #7705.

UBS first reported a position in GAU in Q3 2013 and has held it in 5 quarters since. The position peaked at $39K in Q2 2014. 48 funds tracked by Wall St. Rank hold GAU as of Q3 2014.

UBS held 12,178 shares of Galiano Gold worth $25K as of Q3 2014.
UBS sold 2,833 Galiano Gold shares in Q3 2014, an estimated $6.81K.
Galiano Gold made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7705 holding.
UBS first reported a position in Galiano Gold in Q3 2013 and has held it in 5 quarters since.
UBS's Galiano Gold position peaked at $39K in Q2 2014.
48 funds tracked by Wall St. Rank held Galiano Gold as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.