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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYY icon
9776
ProShares Short MidCap400
MYY
$2.96M
$3K ﹤0.01%
+42
New +$3.24K
NBIX icon
9777
CALL
Neurocrine Biosciences
NBIX
$17.7B
$3K ﹤0.01%
300
-9,600
-97% -$93.7K
NEON icon
9778
PUT
Neonode
NEON
$13M
$3K ﹤0.01%
50
-10
-17% -$583
NMR icon
9779
CALL
Nomura Holdings
NMR
$28.7B
$3K ﹤0.01%
400
-6,100
-94% -$46.6K
NTWK icon
9780
CALL
NetSol Technologies
NTWK
$51.7M
$3K ﹤0.01%
500
-27,700
-98% -$173K
NWL icon
9781
PUT
Newell Brands
NWL
$2.16B
$3K ﹤0.01%
100
-3,100
-97% -$92.2K
PACB icon
9782
PUT
Pacific Biosciences
PACB
$422M
$3K ﹤0.01%
500
-1,300
-72% -$5.97K
PED icon
9783
PEDEVCO
PED
$159M
$3K ﹤0.01%
7
+1
+17% +$635
PNNT
9784
CALL
Pennant Park Investment Corp
PNNT
$215M
$3K ﹤0.01%
300
– –
RDCM icon
9785
Radcom
RDCM
$218M
$3K ﹤0.01%
+631
New +$3.03K
RDI icon
9786
Reading International Class A
RDI
$32.9M
$3K ﹤0.01%
400
-3,222
-89% -$22.2K
SANW
9787
DELISTED
S&W Seed Co
SANW
$3K ﹤0.01%
26
-79
-75% -$9.86K
SB icon
9788
PUT
Safe Bulkers
SB
$781M
$3K ﹤0.01%
+300
New +$2.38K
SBH icon
9789
PUT
Sally Beauty Holdings
SBH
$1.4B
$3K ﹤0.01%
+100
New +$2.74K
SBS icon
9790
CALL
Sabesp
SBS
$19.7B
$3K ﹤0.01%
1,547
-193,370
-99% -$398K
SILJ icon
9791
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$3K ﹤0.01%
+284
New +$2.95K
SMBC icon
9792
Southern Missouri Bancorp
SMBC
$855M
$3K ﹤0.01%
+172
New +$2.67K
SMN icon
9793
PUT
ProShares UltraShort Materials
SMN
$4.04M
$3K ﹤0.01%
6
– –
STAA icon
9794
CALL
STAAR Surgical
STAA
$1.16B
$3K ﹤0.01%
200
-2,300
-92% -$30.8K
TCI icon
9795
Transcontinental Realty Investors
TCI
$356M
$3K ﹤0.01%
+343
New +$3K
TOPS icon
9796
TOP Ships
TOPS
$4.32M
– –
0
– –
VIXY icon
9797
CALL
ProShares VIX Short-Term Futures ETF
VIXY
$210M
– –
0
– –
XMPT icon
9798
VanEck CEF Muni Income ETF
XMPT
$218M
$3K ﹤0.01%
+131
New +$3.06K
XSLV icon
9799
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$3K ﹤0.01%
+86
New +$2.59K
XYL icon
9800
CALL
Xylem
XYL
$28.5B
$3K ﹤0.01%
100
-600
-86% -$19.3K
390 391
392
393 394

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.