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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THHY
9526
DELISTED
VanEck Vectors Treasury-Hedged High Yield Bond ETF
THHY
$5K ﹤0.01%
+183
New +$4.65K
CHNA
9527
DELISTED
POWERSHARES CHINA A-SHARE PORTFOLIO
CHNA
$5K ﹤0.01%
234
+20
+9% +$444
RJET
9528
PUT
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$5K ﹤0.01%
+500
New +$4.85K
NVSL
9529
DELISTED
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
$5K ﹤0.01%
617
-674
-52% -$4.86K
NECB
9530
DELISTED
NORTHEAST COMMUNITY BANCORP, INC.
NECB
$5K ﹤0.01%
691
-972
-58% -$6.99K
CU
9531
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$5K ﹤0.01%
246
-480
-66% -$10.5K
ENVI
9532
PUT
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$5K ﹤0.01%
+1,500
New +$5.32K
ZU
9533
PUT
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$5K ﹤0.01%
+100
New +$4.83K
MERU
9534
PUT
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$5K ﹤0.01%
1,000
– –
AUQ
9535
PUT
DELISTED
AURICO GOLD INC COM
AUQ
$5K ﹤0.01%
1,200
+1,000
+500% +$4.64K
LTM
9536
CALL
DELISTED
LIFE TIME FITNESS INC
LTM
$5K ﹤0.01%
100
– –
CPGI
9537
DELISTED
CHINA SHENGDA PACKAGING GROUP COM NEW
CPGI
$5K ﹤0.01%
957
-284
-23% -$1.44K
API
9538
DELISTED
Advanced Photonix Inc
API
$5K ﹤0.01%
6,600
-2,153
-25% -$1.46K
CODE
9539
CALL
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$5K ﹤0.01%
+300
New +$4.71K
GRT
9540
CALL
DELISTED
GLIMCHER REALTY TRUST
GRT
$5K ﹤0.01%
+500
New +$4.73K
MWRX
9541
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$5K ﹤0.01%
625
– –
BAXS
9542
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
$5K ﹤0.01%
4,780
-5,622
-54% -$7.06K
CCH
9543
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
$5K ﹤0.01%
209
-109
-34% -$2.88K
HXM
9544
CALL
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$5K ﹤0.01%
+3,600
New +$5.53K
AXTE
9545
DELISTED
ISHARES TR MSCI ACWI EX US TELECOM SVCS ETF
AXTE
$5K ﹤0.01%
77
-526
-87% -$32.3K
GGGG
9546
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
$5K ﹤0.01%
+457
New +$5.31K
IF
9547
DELISTED
Aberdeen Indonesia Fund
IF
$5K ﹤0.01%
505
+87
+21% +$741
NAQ.U
9548
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U
$5K ﹤0.01%
286
– –
GAI
9549
DELISTED
GLOBAL-TECH ADVANCED INNOVATIONS INC
GAI
$5K ﹤0.01%
882
+41
+5% +$261
FFKY
9550
DELISTED
FIRST FINANCIAL SERVICE CORPORATION
FFKY
$5K ﹤0.01%
1,301
+579
+80% +$2.58K
380 381
382
383 384

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.