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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEV
8676
DELISTED
Sevcon, Inc.
SEV
$13K ﹤0.01%
1,944
+1,644
+548% +$8.13K
ESTE
8677
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$13K ﹤0.01%
+688
New +$12.2K
LOCK
8678
CALL
DELISTED
LifeLock, Inc.
LOCK
$13K ﹤0.01%
800
+500
+167% +$7.88K
MFRM
8679
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$13K ﹤0.01%
+300
New +$10.7K
FMD
8680
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$13K ﹤0.01%
1,818
+188
+12% +$1.52K
LDRH
8681
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
$13K ﹤0.01%
+543
New +$12.1K
BONA
8682
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$13K ﹤0.01%
+2,302
New +$13.5K
RBY
8683
DELISTED
RUBICON MENERALS CORP (F)
RBY
$13K ﹤0.01%
14,440
-78,042
-84% -$85.9K
FSL
8684
PUT
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$13K ﹤0.01%
+800
New +$12.3K
ZAZA
8685
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$13K ﹤0.01%
1,412
+1,340
+1,861% +$15.2K
GTI
8686
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$13K ﹤0.01%
1,155
-9,445
-89% -$96.4K
LTRE
8687
DELISTED
LEARNING TREE INTL INC
LTRE
$13K ﹤0.01%
4,015
+2,133
+113% +$6.52K
VYFC
8688
DELISTED
VALLEY FINL CORP (VA)
VYFC
$13K ﹤0.01%
1,264
+1,003
+384% +$10.8K
JRN
8689
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$13K ﹤0.01%
1,418
-2,350
-62% -$20.6K
DNY
8690
DELISTED
DENALI FUND INC (THE) COM STK
DNY
$13K ﹤0.01%
659
+461
+233% +$9K
RNA
8691
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$13K ﹤0.01%
2,770
+266
+11% +$1.21K
GERJ
8692
DELISTED
MARKET VECTORS ETF TR GERMANY SMALL-CAP ETF (DE)
GERJ
$13K ﹤0.01%
429
-294
-41% -$8.68K
MASC
8693
DELISTED
MATERIAL SCIENCES CORP
MASC
$13K ﹤0.01%
1,133
+1,000
+752% +$9.79K
CCIX
8694
CALL
DELISTED
COLEMAN CABLE IN COM
CCIX
$13K ﹤0.01%
+500
New +$11.6K
JACQU
8695
DELISTED
COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP
JACQU
$13K ﹤0.01%
1,200
– –
WLBPZ
8696
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
$13K ﹤0.01%
+365
New +$13K
CHIM
8697
DELISTED
Global X MSCI China Materials ETF
CHIM
$13K ﹤0.01%
858
+200
+30% +$3.03K
CHIX
8698
CALL
DELISTED
Global X MSCI China Financials ETF
CHIX
$13K ﹤0.01%
+1,000
New +$13.4K
UBA
8699
PUT
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$13K ﹤0.01%
+700
New +$13.4K
LAQ
8700
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$13K ﹤0.01%
473
-422
-47% -$13.2K
346 347
348
349 350

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.