U
ESTE

UBS’s Earthstone Energy Inc. Class A Common Stock ESTE Stock Holding History

UBS’s Portfolio ESTE Stock Details ESTE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$13K Buy
450
+347
+337% +$11.6K ﹤0.01% 8574
2014
Q2 		$3K Buy
103
+35
+51% +$916 ﹤0.01% 9921
2014
Q1 		$1K Sell
68
-620
-90% -$12.2K ﹤0.01% 10281
2013
Q4 		$13K Buy
+688
New +$12.2K ﹤0.01% 8736
2013
Q3 		– Sell
-246
Closed -$3K – 10954
2013
Q2 		$3K Buy
+246
New +$3.51K ﹤0.01% 9688

Other funds holding ESTE

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
JIR
James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
BIM
BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return
MFS
MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's ESTE Position: Q3 2014 in Review

UBS increased its Earthstone Energy Inc. Class A Common Stock (ESTE) stake by 337% in Q3 2014, buying an estimated $11.6K and bringing the position to 450 shares worth $13K. The position accounts for ﹤0.01% of the portfolio, ranked #8574.

UBS first reported a position in ESTE in Q2 2013 and has held it in 5 quarters since. 10 funds tracked by Wall St. Rank hold ESTE as of Q3 2014.

  • UBS held 450 shares of Earthstone Energy Inc. Class A Common Stock worth $13K as of Q3 2014.
  • UBS bought 347 Earthstone Energy Inc. Class A Common Stock shares in Q3 2014, an estimated $11.6K.
  • Earthstone Energy Inc. Class A Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8574 holding.
  • UBS first reported a position in Earthstone Energy Inc. Class A Common Stock in Q2 2013 and has held it in 5 quarters since.
  • 10 funds tracked by Wall St. Rank held Earthstone Energy Inc. Class A Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.