We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMK
8101
DELISTED
ProShares UltraShort MSCI Mexico Capped IMI
SMK
$19K ﹤0.01%
+721
New +$17.8K
VAL
8102
PUT
DELISTED
Valspar
VAL
$19K ﹤0.01%
300
+200
+200% +$13.1K
ISLE
8103
DELISTED
Isle of Capri Casinos Inc
ISLE
$19K ﹤0.01%
2,541
+1,160
+84% +$8.9K
LSBG
8104
DELISTED
Lake Sunapee Bank Group
LSBG
$19K ﹤0.01%
1,400
-368
-21% -$5.14K
EAC
8105
DELISTED
Erickson Incorporated
EAC
$19K ﹤0.01%
1,200
+1,000
+500% +$17K
KBWC
8106
DELISTED
POWERSHARES KBW CAP MKT PORT
KBWC
$19K ﹤0.01%
+438
New +$18.7K
WITE
8107
DELISTED
ETF WHITE METALS BSKT TR ETFS PHYSICAL WM BSKT SHS
WITE
$19K ﹤0.01%
470
+417
+787% +$17.1K
METR
8108
DELISTED
METRO BANCORP, INC COMMON STOCK
METR
$19K ﹤0.01%
897
-1,595
-64% -$33.9K
PBY
8109
PUT
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$19K ﹤0.01%
+1,500
New +$18.2K
HNSN
8110
CALL
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$19K ﹤0.01%
1,080
+620
+135% +$9.74K
PMFG
8111
DELISTED
PMFG INC COM STK (DE)
PMFG
$19K ﹤0.01%
2,619
+1,050
+67% +$7.72K
AAIT
8112
DELISTED
ISHARES MSCI ALL COUNTRY ASIA INFO TECHNOLOGY ETF
AAIT
$19K ﹤0.01%
656
+109
+20% +$3.08K
GDAY
8113
DELISTED
PROSHAES ULTRA AUSTRALIAN DOLLAR
GDAY
$19K ﹤0.01%
+547
New +$18.1K
CRRC
8114
DELISTED
COURIER CORP
CRRC
$19K ﹤0.01%
1,175
-1,700
-59% -$26.3K
BAXS
8115
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
$19K ﹤0.01%
14,139
-1,141
-7% -$2.12K
SJL
8116
DELISTED
PROSHARES ULTRASHORT RUSSELL MIDCAP VALUE
SJL
$19K ﹤0.01%
191
-1
-0.5% -$105
CNPF
8117
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$19K ﹤0.01%
1,457
+596
+69% +$7.81K
GIVN
8118
PUT
DELISTED
GIVEN IMAGING LTD
GIVN
$19K ﹤0.01%
+1,000
New +$16.8K
FCAN
8119
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$19K ﹤0.01%
538
-1,061
-66% -$37.1K
DDP
8120
DELISTED
DB Commodity Short ETN due April 1, 2038
DDP
$19K ﹤0.01%
743
+83
+13% +$2.14K
DRII
8121
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$19K ﹤0.01%
+1,000
New +$16.5K
KNGT
8122
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$19K ﹤0.01%
1,130
-653
-37% -$11K
PERF
8123
DELISTED
Perfumania Holdings, Inc.
PERF
$19K ﹤0.01%
3,893
-3,758
-49% -$19.1K
ALTO icon
8124
Alto Ingredients
ALTO
$369M
$18K ﹤0.01%
5,118
+4,909
+2,349% +$18.6K
OSG
8125
CALL
Octave Specialty Group
OSG
$243M
$18K ﹤0.01%
1,000
+600
+150% +$13.7K
323 324
325
326 327

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.