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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMO
7326
DELISTED
General Moly, Inc.
GMO
$37K ﹤0.01%
27,838
+13,677
+97% +$19.6K
INTX
7327
DELISTED
Intersections, Inc.
INTX
$37K ﹤0.01%
4,749
+1,580
+50% +$13.1K
JJU
7328
DELISTED
iPath Bloomberg Aluminum Subindex Total Return ETN due June 24, 2038
JJU
$37K ﹤0.01%
1,995
+433
+28% +$8.36K
JJC
7329
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$37K ﹤0.01%
888
-19,505
-96% -$779K
DFT
7330
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
$37K ﹤0.01%
1,500
+1,200
+400% +$29.2K
FLTX
7331
DELISTED
Fleetmatics Group PLC
FLTX
$37K ﹤0.01%
+852
New +$31.1K
FAV
7332
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$37K ﹤0.01%
4,177
-7,444
-64% -$63.4K
TWTI
7333
DELISTED
ROYAL BK SCOTLAND PLCGTD EXCHANGE TRADED NT (UK)
TWTI
$37K ﹤0.01%
1,852
+36
+2% +$717
BBL
7334
PUT
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$37K ﹤0.01%
600
-900
-60% -$54.4K
DJCI
7335
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$37K ﹤0.01%
1,598
+1,219
+322% +$28.6K
REXX
7336
DELISTED
Rex Energy Corporation
REXX
$37K ﹤0.01%
187
-373
-67% -$76.8K
AFAM
7337
DELISTED
Almost Family Inc
AFAM
$37K ﹤0.01%
1,157
-405
-26% -$9.96K
NMRX
7338
DELISTED
Numerex Corp
NMRX
$37K ﹤0.01%
2,816
+816
+41% +$10.3K
WWAV
7339
PUT
DELISTED
The WhiteWave Foods Company
WWAV
$37K ﹤0.01%
1,600
-500
-24% -$10.4K
DWTI
7340
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$37K ﹤0.01%
1,147
-438
-28% -$14.7K
AGCO icon
7341
PUT
AGCO
AGCO
$7.44B
$36K ﹤0.01%
600
+500
+500% +$29.8K
BHR
7342
Braemar Hotels & Resorts
BHR
$156M
$36K ﹤0.01%
+1,993
New +$39K
CCK icon
7343
CALL
Crown Holdings
CCK
$12.8B
$36K ﹤0.01%
800
– –
DHIL
7344
DELISTED
Diamond Hill
DHIL
$36K ﹤0.01%
300
-68
-18% -$7.83K
ESE icon
7345
ESCO Technologies
ESE
$8.16B
$36K ﹤0.01%
1,053
-2,466
-70% -$84.9K
EWU icon
7346
CALL
iShares MSCI United Kingdom ETF
EWU
$4.15B
$36K ﹤0.01%
850
-600
-41% -$24.2K
FTK icon
7347
PUT
Flotek Industries
FTK
$836M
$36K ﹤0.01%
300
+150
+100% +$19K
HBNC icon
7348
Horizon Bancorp
HBNC
$1.05B
$36K ﹤0.01%
+3,191
New +$32.4K
HIW icon
7349
PUT
Highwoods Properties
HIW
$3.67B
$36K ﹤0.01%
+1,000
New +$36.5K
INDL icon
7350
Direxion Daily MSCI India Bull 2X ETF
INDL
$57.1M
$36K ﹤0.01%
+818
New +$33.3K
292 293
294
295 296

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.