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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EET icon
5826
ProShares Ultra MSCI Emerging Markets
EET
$34.7M
$115K ﹤0.01%
+1,608
New +$110K
RICK icon
5827
RCI Hospitality Holdings
RICK
$192M
$115K ﹤0.01%
9,754
+6,281
+181% +$63.3K
SOYB icon
5828
Teucrium Soybean Fund
SOYB
$61.2M
$115K ﹤0.01%
4,987
+63
+1% +$1.49K
TACT icon
5829
Transact Technologies
TACT
$56.2M
$115K ﹤0.01%
8,852
-406
-4% -$3.88K
TMP icon
5830
Tompkins Financial
TMP
$1.45B
$115K ﹤0.01%
2,483
+2,233
+893% +$101K
VECO icon
5831
CALL
Veeco
VECO
$3.11B
$115K ﹤0.01%
3,100
-8,100
-72% -$283K
WST icon
5832
West Pharmaceutical
WST
$24.5B
$115K ﹤0.01%
2,792
+2,592
+1,296% +$98.9K
GST
5833
DELISTED
Gastar Exploration Inc.
GST
$115K ﹤0.01%
29,000
-14,043
-33% -$48.5K
ARO
5834
CALL
DELISTED
Aeropostale Inc
ARO
$115K ﹤0.01%
12,200
+3,900
+47% +$46.3K
ASIA
5835
PUT
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$115K ﹤0.01%
10,000
– –
PGH
5836
PUT
DELISTED
Pengrowth Energy Corporation
PGH
$115K ﹤0.01%
19,500
-26,900
-58% -$151K
BBVA icon
5837
PUT
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$114K ﹤0.01%
10,730
+4,734
+79% +$43.7K
FLC
5838
Flaherty & Crumrine Total Return Fund
FLC
$176M
$114K ﹤0.01%
6,289
-1,553
-20% -$29.2K
FUND
5839
Sprott Focus Trust
FUND
$298M
$114K ﹤0.01%
15,910
+414
+3% +$2.95K
LQD icon
5840
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$114K ﹤0.01%
1,000
-11,200
-92% -$1.27M
LXU icon
5841
LSB Industries
LXU
$707M
$114K ﹤0.01%
4,441
+3,690
+491% +$91.6K
NHS
5842
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$114K ﹤0.01%
8,721
-12,233
-58% -$158K
SPPP
5843
Sprott Physical Platinum and Palladium Trust
SPPP
$574M
$114K ﹤0.01%
12,753
+2,753
+28% +$25.1K
UNFI icon
5844
CALL
United Natural Foods
UNFI
$2.87B
$114K ﹤0.01%
1,700
+1,300
+325% +$79K
VSAT icon
5845
Viasat
VSAT
$11.2B
$114K ﹤0.01%
1,795
-3,080
-63% -$206K
NP
5846
DELISTED
Neenah, Inc. Common Stock
NP
$114K ﹤0.01%
2,901
-34,449
-92% -$1.3M
MBFI
5847
DELISTED
MB Financial Corp
MBFI
$114K ﹤0.01%
4,037
-4,689
-54% -$132K
ACO
5848
DELISTED
AMCOL International Corp
ACO
$114K ﹤0.01%
3,506
+2,206
+170% +$75.2K
QLIK
5849
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$114K ﹤0.01%
3,330
+295
+10% +$9.67K
NIHD
5850
PUT
DELISTED
NII HOLDINGS INC CL B
NIHD
$114K ﹤0.01%
18,700
-100
-0.5% -$675
232 233
234
235 236

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.