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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWX icon
526
State Street SPDR S&P International Dividend ETF
DWX
$521M
$34.4M 0.03%
725,865
-209,973
-22% -$9.92M
RTN
527
DELISTED
Raytheon Company
RTN
$34.4M 0.03%
379,058
+5,272
+1% +$440K
NEM icon
528
Newmont
NEM
$99.5B
$34.3M 0.03%
1,489,184
-265,080
-15% -$6.81M
ECL icon
529
Ecolab
ECL
$75.6B
$34.3M 0.03%
328,660
+12,253
+4% +$1.27M
HYG icon
530
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$34.2M 0.03%
368,300
+197,500
+116% +$18.3M
SPLS
531
DELISTED
Staples Inc
SPLS
$34.2M 0.03%
2,150,215
-126,555
-6% -$1.97M
PSEC icon
532
Prospect Capital
PSEC
$1.06B
$34.1M 0.03%
3,040,491
+257,217
+9% +$2.89M
PBR icon
533
Petrobras
PBR
$121B
$34M 0.03%
2,464,238
-40,616
-2% -$630K
SEP
534
DELISTED
Spectra Engy Parters Lp
SEP
$34M 0.03%
748,728
+26,838
+4% +$1.18M
LOW icon
535
CALL
Lowe's Companies
LOW
$116B
$33.8M 0.03%
682,700
+121,900
+22% +$5.92M
XME icon
536
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$33.8M 0.03%
803,314
-67,511
-8% -$2.64M
BFOR icon
537
Barron's 400 ETF
BFOR
$225M
$33.7M 0.03%
4,520,244
+4,519,444
+564,931% +$32.3M
EPC icon
538
Edgewell Personal Care
EPC
$1.27B
$33.7M 0.03%
420,240
-17,706
-4% -$1.35M
PBR.A icon
539
CALL
Petrobras Class A
PBR.A
$107B
$33.7M 0.03%
2,295,000
– –
PSX icon
540
Phillips 66
PSX
$82.9B
$33.6M 0.03%
435,315
-53,026
-11% -$3.54M
NOK icon
541
PUT
Nokia
NOK
$50.8B
$33.6M 0.03%
4,140,000
-474,800
-10% -$3.57M
FXG icon
542
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$33.5M 0.03%
940,300
-10,871
-1% -$376K
TYC
543
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$33.4M 0.03%
777,398
-214,355
-22% -$8.33M
STX icon
544
Seagate
STX
$193B
$33.2M 0.03%
591,444
-96,811
-14% -$4.79M
EWG icon
545
iShares MSCI Germany ETF
EWG
$1.5B
$33.1M 0.03%
1,042,877
+153,273
+17% +$4.53M
IJS icon
546
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$33.1M 0.03%
594,982
+36,578
+7% +$1.95M
MRO
547
DELISTED
Marathon Oil Corporation
MRO
$33M 0.03%
933,964
+39,137
+4% +$1.4M
IWV icon
548
iShares Russell 3000 ETF
IWV
$19.5B
$33M 0.03%
297,833
+15,030
+5% +$1.6M
EMC
549
PUT
DELISTED
EMC CORPORATION
EMC
$32.9M 0.03%
1,308,300
+505,900
+63% +$12.3M
PNG
550
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$32.9M 0.03%
1,430,031
+685,559
+92% +$15.5M
20 21
22
23 24

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.