UBS’s Barron's 400 ETF BFOR Stock Holding History

UBS’s Portfolio BFOR Stock Details BFOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$41.6M	Buy	5,500,952 +174,172	+3%	+$1.35M	0.03%	585
2014 Q2	$41.9M	Buy	5,326,780 +340,072	+7%	+$2.57M	0.03%	530
2014 Q1	$37.9M	Buy	4,986,708 +466,464	+10%	+$3.47M	0.03%	500
2013 Q4	$33.7M	Buy	4,520,244 +4,519,444	+564,931%	+$32.3M	0.03%	540
2013 Q3	$5K	Sell	800 -10,368	-93%	-$68.4K	﹤0.01%	9383
2013 Q2	$69K	Buy	+11,168	New	+$69.3K	﹤0.01%	6342

Other funds holding BFOR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's BFOR Position: Q3 2014 in Review

UBS increased its Barron's 400 ETF (BFOR) stake by 3.3% in Q3 2014, buying an estimated $1.35M and bringing the position to 5,500,952 shares worth $41.6M. The position accounts for 0.03% of the portfolio, ranked #585.

UBS first reported a position in BFOR in Q2 2013 and has held it in 6 quarters since. The position peaked at $41.9M in Q2 2014. 22 funds tracked by Wall St. Rank hold BFOR as of Q3 2014.

UBS held 5,500,952 shares of Barron's 400 ETF worth $41.6M as of Q3 2014.
UBS bought 174,172 Barron's 400 ETF shares in Q3 2014, an estimated $1.35M.
Barron's 400 ETF made up 0.03% of UBS's portfolio in Q3 2014, its #585 holding.
UBS first reported a position in Barron's 400 ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Barron's 400 ETF position peaked at $41.9M in Q2 2014.
22 funds tracked by Wall St. Rank held Barron's 400 ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.