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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRX
4751
PUT
DELISTED
FOREST LABORATORIES INC
FRX
$295K ﹤0.01%
3,200
-6,800
-68% -$549K
AFAM
4752
DELISTED
Almost Family Inc
AFAM
$295K ﹤0.01%
12,798
+11,641
+1,006% +$330K
FTCS icon
4753
First Trust Capital Strength ETF
FTCS
$7.91B
$294K ﹤0.01%
8,648
-875
-9% -$29.2K
PTC icon
4754
PTC
PTC
$15.8B
$294K ﹤0.01%
8,303
-8,057
-49% -$296K
VFL
4755
DELISTED
abrdn National Municipal Income Fund
VFL
$294K ﹤0.01%
23,833
-1,464
-6% -$17.8K
ZU
4756
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$294K ﹤0.01%
5,867
+5,422
+1,218% +$262K
ASRT
4757
DELISTED
Assertio
ASRT
$293K ﹤0.01%
337
+304
+921% +$232K
JCI icon
4758
PUT
Johnson Controls International
JCI
$88.8B
$293K ﹤0.01%
5,921
-12,797
-68% -$648K
BPL
4759
CALL
DELISTED
Buckeye Partners, L.P.
BPL
$293K ﹤0.01%
3,900
-5,200
-57% -$377K
BAS
4760
DELISTED
Basis Energy Services, Inc.
BAS
$293K ﹤0.01%
19
-138
-88% -$1.61M
GOLD
4761
CALL
DELISTED
Randgold Resources Ltd
GOLD
$293K ﹤0.01%
3,958
-21,717
-85% -$1.59M
CERS icon
4762
Cerus
CERS
$433M
$292K ﹤0.01%
60,900
-7,048
-10% -$45.3K
DFP
4763
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$292K ﹤0.01%
13,465
+4,464
+50% +$95.3K
NSM
4764
DELISTED
Nationstar Mortgage Holdings
NSM
$292K ﹤0.01%
8,984
-1,379,460
-99% -$42.5M
CARZ icon
4765
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$291K ﹤0.01%
7,070
-1,321
-16% -$51.6K
WLFC icon
4766
Willis Lease Finance
WLFC
$1.7B
$291K ﹤0.01%
42,768
+33,330
+353% +$203K
DRYS
4767
CALL
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
IHC
4768
DELISTED
Independence Holding Company
IHC
$291K ﹤0.01%
21,671
+671
+3% +$8.64K
BPOP icon
4769
Popular Inc
BPOP
$11.2B
$290K ﹤0.01%
9,363
-1,077
-10% -$30.6K
PPG icon
4770
PUT
PPG Industries
PPG
$24.6B
$290K ﹤0.01%
3,000
-1,600
-35% -$152K
ICB
4771
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$290K ﹤0.01%
16,532
+3,921
+31% +$67.6K
HOV icon
4772
CALL
Hovnanian Enterprises
HOV
$726M
$289K ﹤0.01%
2,448
-44
-2% -$6.22K
OCRX
4773
DELISTED
Ocera Therapeutics, Inc.
OCRX
$289K ﹤0.01%
+27,437
New +$392K
MSCI icon
4774
MSCI
MSCI
$41.6B
$288K ﹤0.01%
6,678
-21,312
-76% -$929K
UVXY icon
4775
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
– –
0
– –
189 190
191
192 193

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.