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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
426
VanEck High Yield Muni ETF
HYD
$4.42B
$61.2M 0.05%
994,614
+51,942
+6% +$3.14M
IJJ icon
427
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.08B
$61.2M 0.05%
1,016,846
-71,794
-7% -$4.48M
IWN icon
428
iShares Russell 2000 Value ETF
IWN
$14.7B
$61.2M 0.05%
653,632
-4,989
-0.8% -$494K
FITB
429
Fifth Third Bancorp
FITB
$52.6B
$61.1M 0.05%
3,051,861
+253,567
+9% +$5.21M
FNX icon
430
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$60.9M 0.04%
1,213,790
-20,256
-2% -$1.06M
SNY icon
431
Sanofi
SNY
$105B
$60.7M 0.04%
1,076,236
-19,034
-2% -$1.02M
VBK icon
432
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$60.4M 0.04%
502,014
-61,561
-11% -$7.63M
GSK icon
433
GSK
GSK
$101B
$60.3M 0.04%
1,049,670
-247,486
-19% -$15.2M
BOND icon
434
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$60.2M 0.04%
554,623
-154,013
-22% -$16.8M
COF icon
435
Capital One
COF
$136B
$59.8M 0.04%
733,119
+222,151
+43% +$18.2M
DBRG icon
436
DigitalBridge
DBRG
$2.95B
$59.7M 0.04%
+810,594
New +$61M
OIS icon
437
Oil States International
OIS
$536M
$59.4M 0.04%
959,128
+81,738
+9% +$5.13M
CVX icon
438
CALL
Chevron
CVX
$388B
$59.3M 0.04%
496,800
-23,700
-5% -$3.02M
TROW icon
439
T. Rowe Price
TROW
$23.8B
$59.2M 0.04%
755,216
+80,630
+12% +$6.47M
FXD icon
440
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$58.9M 0.04%
1,818,817
+287,782
+19% +$9.56M
ADSK icon
441
Autodesk
ADSK
$52.7B
$58.9M 0.04%
1,069,714
-23,554
-2% -$1.29M
GDXJ icon
442
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$58.5M 0.04%
1,740,594
+1,335,611
+330% +$54.3M
APD icon
443
Air Products & Chemicals
APD
$67.7B
$58.5M 0.04%
485,463
-29,728
-6% -$3.63M
DFE icon
444
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$58.4M 0.04%
1,114,730
-667,622
-37% -$37.8M
SPHB icon
445
Invesco S&P 500 High Beta ETF
SPHB
$956M
$58.2M 0.04%
1,753,546
+482,305
+38% +$16.1M
CTRX
446
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$58.2M 0.04%
1,379,801
+137,261
+11% +$6.24M
BX icon
447
PUT
Blackstone
BX
$112B
$58.2M 0.04%
1,882,399
+1,789,976
+1,937% +$58.2M
IP icon
448
CALL
International Paper
IP
$21.8B
$57.8M 0.04%
1,278,816
-549,119
-30% -$25.3M
AIG icon
449
PUT
American International
AIG
$39.8B
$57.6M 0.04%
1,066,400
-12,900
-1% -$705K
TSLA icon
450
CALL
Tesla
TSLA
$1.34T
$57.4M 0.04%
3,549,675
+2,081,175
+142% +$34.3M
16 17
18
19 20

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.