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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 9.22%
2 Financials 6.8%
3 Healthcare 6.74%
4 Technology 6.73%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
376
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$67.4M 0.05%
947,727
+12,970
+1% +$973K
FBT icon
377
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$66.6M 0.05%
725,782
+38,171
+6% +$3.31M
VBR icon
378
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$66.4M 0.05%
665,876
-1,803
-0.3% -$187K
SUNE
379
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$66.3M 0.05%
3,512,000
+3,318,800
+1,718% +$71.2M
GLW icon
380
Corning
GLW
$137B
$66.1M 0.05%
3,416,617
+159,315
+5% +$3.32M
EWJ icon
381
iShares MSCI Japan ETF
EWJ
$23.2B
$65.8M 0.05%
1,398,613
+43,793
+3% +$2.09M
CQP icon
382
Cheniere Energy
CQP
$33.3B
$65.8M 0.05%
2,012,329
+1,015,226
+102% +$33.1M
VYM icon
383
Vanguard High Dividend Yield ETF
VYM
$84.2B
$65.8M 0.05%
991,324
+278,276
+39% +$18.6M
PDP icon
384
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$65.8M 0.05%
1,674,186
+206,703
+14% +$8.15M
DFS
385
DELISTED
Discover Financial Services
DFS
$65.7M 0.05%
1,020,384
+171,850
+20% +$10.8M
MU icon
386
PUT
Micron Technology
MU
$1.07T
$65.6M 0.05%
1,914,800
+503,800
+36% +$16.3M
STT icon
387
State Street
STT
$52.2B
$65.6M 0.05%
890,615
+225,452
+34% +$16.1M
GM icon
388
PUT
General Motors
GM
$75.8B
$65.1M 0.05%
2,039,200
+1,216,200
+148% +$42.4M
FEX icon
389
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$65M 0.05%
1,493,034
+266,123
+22% +$11.8M
RIG icon
390
PUT
Transocean
RIG
$6.39B
$64.9M 0.05%
2,028,798
+1,384,529
+215% +$54.2M
APC
391
CALL
DELISTED
Anadarko Petroleum
APC
$64.8M 0.05%
639,100
-366,300
-36% -$39.5M
EWW icon
392
iShares MSCI Mexico ETF
EWW
$1.87B
$64.7M 0.05%
941,114
+242,425
+35% +$17M
CMLP
393
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$64.7M 0.05%
2,852,642
-70,759
-2% -$1.58M
EOG icon
394
EOG Resources
EOG
$74.2B
$64.5M 0.05%
651,448
-151,037
-19% -$16.4M
LNKD
395
DELISTED
LinkedIn Corporation
LNKD
$64.4M 0.05%
310,065
+64,577
+26% +$12.9M
DEM icon
396
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$64.3M 0.05%
1,345,058
+102,122
+8% +$5.32M
HD icon
397
PUT
Home Depot
HD
$341B
$64M 0.05%
697,700
+587,000
+530% +$50.3M
GILD icon
398
CALL
Gilead Sciences
GILD
$171B
$64M 0.05%
601,000
-1,303,174
-68% -$128M
LYB icon
399
LyondellBasell Industries
LYB
$20.2B
$63.9M 0.05%
588,392
+28,301
+5% +$3.06M
VQT
400
DELISTED
iPath S&P VEQTOR ETN
VQT
$63.9M 0.05%
423,478
+47,401
+13% +$7.13M
14 15
16
17 18

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 9.2% of assets, down from 9.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.