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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 9.22%
2 Financials 6.8%
3 Healthcare 6.74%
4 Technology 6.73%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAB
326
DELISTED
Viacom Inc. Class B
VIAB
$80M 0.06%
1,039,839
+296,909
+40% +$24.4M
VHT icon
327
Vanguard Health Care ETF
VHT
$19B
$79.5M 0.06%
679,925
+45,194
+7% +$5.18M
EWU icon
328
iShares MSCI United Kingdom ETF
EWU
$4.13B
$79.5M 0.06%
2,051,315
+875,529
+74% +$35.7M
WDC icon
329
Western Digital
WDC
$168B
$79M 0.06%
1,074,235
+725,249
+208% +$54.5M
RIG icon
330
Transocean
RIG
$6.39B
$78.6M 0.06%
2,458,277
-212,236
-8% -$8.3M
KMR
331
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$78.2M 0.06%
843,333
+429,085
+104% +$37M
OII icon
332
Oceaneering
OII
$5.08B
$78.2M 0.06%
1,199,988
+1,124,581
+1,491% +$77.7M
FV icon
333
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$78.1M 0.06%
3,831,915
+2,027,783
+112% +$40.9M
TWTR
334
CALL
DELISTED
Twitter, Inc.
TWTR
$77.8M 0.06%
1,507,650
+635,484
+73% +$28.7M
WM icon
335
Waste Management
WM
$89.6B
$77.2M 0.06%
1,624,596
+14,167
+0.9% +$649K
MON
336
DELISTED
Monsanto Co
MON
$76.7M 0.06%
682,009
-5,200
-0.8% -$608K
IEI icon
337
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$76.6M 0.06%
631,649
+87,036
+16% +$10.6M
HUM icon
338
Humana
HUM
$46.2B
$76.6M 0.06%
587,812
-43,046
-7% -$5.47M
BNY
339
Bank of New York Mellon
BNY
$110B
$76.6M 0.06%
1,977,372
+409,990
+26% +$15.9M
CTSH icon
340
Cognizant
CTSH
$26.7B
$76.2M 0.06%
1,701,890
+478,805
+39% +$22.5M
XBI icon
341
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$75.7M 0.06%
1,455,717
+90,201
+7% +$4.6M
AGNC icon
342
AGNC Investment
AGNC
$13B
$75.5M 0.06%
3,553,021
-68,132
-2% -$1.57M
DS
343
DELISTED
Drive Shack Inc.
DS
$75.3M 0.06%
16,545,569
-61,464
-0.4% -$299K
XOM icon
344
CALL
ExxonMobil
XOM
$652B
$75M 0.06%
797,000
+468,400
+143% +$46.7M
CP icon
345
CALL
Canadian Pacific Kansas City
CP
$82.6B
$74.9M 0.06%
1,805,000
-131,500
-7% -$5.15M
TEVA icon
346
PUT
Teva Pharmaceuticals
TEVA
$42.6B
$74.7M 0.06%
1,389,100
+1,203,300
+648% +$63.7M
ATHM icon
347
Autohome
ATHM
$2.65B
$74.2M 0.05%
1,766,728
+1,766,517
+837,212% +$73.1M
PKW icon
348
Invesco BuyBack Achievers ETF
PKW
$1.8B
$74M 0.05%
1,653,171
-291,820
-15% -$13.2M
XLY icon
349
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$73.4M 0.05%
2,200,400
+2,155,800
+4,834% +$72.9M
SWY
350
DELISTED
SAFEWAY INC
SWY
$72.5M 0.05%
2,112,746
+754,726
+56% +$26.1M
12 13
14
15 16

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 9.2% of assets, down from 9.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.