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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 9.22%
2 Financials 6.8%
3 Healthcare 6.74%
4 Technology 6.73%
5 Industrials 5.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
301
Lowe's Companies
LOW
$122B
$89M 0.07%
1,681,336
+187,355
+13% +$9.47M
IP icon
302
International Paper
IP
$21.8B
$88.6M 0.07%
1,960,846
+315,940
+19% +$14.5M
DAL icon
303
Delta Air Lines
DAL
$60B
$88.4M 0.07%
2,446,478
+570,651
+30% +$21.8M
IJK icon
304
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$87.9M 0.06%
2,322,056
+6,536
+0.3% +$253K
EWZ icon
305
CALL
iShares MSCI Brazil ETF
EWZ
$8.55B
$87.7M 0.06%
2,017,700
+560,300
+38% +$27.7M
LYV icon
306
Live Nation Entertainment
LYV
$43.2B
$87.5M 0.06%
3,642,640
+3,570,579
+4,955% +$82.5M
PCY icon
307
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$87M 0.06%
3,055,152
+539,507
+21% +$15.7M
APL
308
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$86.7M 0.06%
2,377,704
+758,949
+47% +$26.8M
KMI icon
309
CALL
Kinder Morgan
KMI
$71.4B
$86.4M 0.06%
2,252,700
+236,300
+12% +$8.98M
APA icon
310
APA Corp
APA
$14B
$86M 0.06%
916,630
-4,777,388
-84% -$473M
HPQ icon
311
HP
HPQ
$28.6B
$86M 0.06%
5,336,267
+1,496,067
+39% +$24.3M
SUNE
312
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$85.3M 0.06%
4,518,800
+4,242,800
+1,537% +$91M
PFF icon
313
iShares Preferred and Income Securities ETF
PFF
$13.3B
$84.4M 0.06%
2,134,507
-352,160
-14% -$14M
DTV
314
DELISTED
DIRECTV COM STK (DE)
DTV
$83.7M 0.06%
967,617
+43,618
+5% +$3.75M
HYG icon
315
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$83.7M 0.06%
909,900
-826,100
-48% -$77.2M
NFLX icon
316
CALL
Netflix
NFLX
$326B
$83.5M 0.06%
12,957,000
+11,347,000
+705% +$73.6M
DB icon
317
PUT
Deutsche Bank
DB
$72.1B
$82.7M 0.06%
2,655,845
-80,106
-3% -$2.48M
LVS icon
318
PUT
Las Vegas Sands
LVS
$29.6B
$81.5M 0.06%
1,310,500
+1,052,800
+409% +$72.3M
FXH icon
319
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$81.5M 0.06%
1,460,520
+293,640
+25% +$16.1M
BAC icon
320
CALL
Bank of America
BAC
$448B
$80.9M 0.06%
4,747,430
-1,166,598
-20% -$18.6M
TCP
321
DELISTED
TC Pipelines LP
TCP
$80.8M 0.06%
1,192,953
-16,636
-1% -$930K
LNG icon
322
CALL
Cheniere Energy
LNG
$55B
$80.7M 0.06%
1,008,600
-1,184,600
-54% -$90.3M
C icon
323
PUT
Citigroup
C
$233B
$80.7M 0.06%
1,556,400
+403,700
+35% +$20.3M
GEL icon
324
Genesis Energy
GEL
$1.94B
$80.6M 0.06%
1,530,242
+220,260
+17% +$12M
BLK icon
325
Blackrock
BLK
$180B
$80.3M 0.06%
244,597
+38,810
+19% +$12.5M
11 12
13
14 15

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 9.2% of assets, down from 9.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.