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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
4276
CALL
Travelers Companies
TRV
$79B
$516K ﹤0.01%
5,700
-2,500
-30% -$218K
HITT
4277
DELISTED
HITTITE MICROWAVE CORP
HITT
$516K ﹤0.01%
8,364
+2,407
+40% +$151K
PSQ icon
4278
ProShares Short QQQ
PSQ
$829M
$515K ﹤0.01%
1,410
-14,900
-91% -$5.77M
ZROZ icon
4279
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$515K ﹤0.01%
6,206
-27,128
-81% -$2.34M
IMVP
4280
Invesco India ETF
IMVP
$126M
$514K ﹤0.01%
29,164
-2,830
-9% -$48.2K
AKRX
4281
DELISTED
Akorn Inc
AKRX
$514K ﹤0.01%
20,868
+17,648
+548% +$399K
ASEI
4282
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$514K ﹤0.01%
7,158
-3,595
-33% -$241K
GM.WS.C
4283
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$514K ﹤0.01%
+93,400
New +$436K
CHTP
4284
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$514K ﹤0.01%
115,897
+75,041
+184% +$254K
GRID
4285
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$513K ﹤0.01%
14,198
+3,130
+28% +$110K
HSBC icon
4286
CALL
HSBC
HSBC
$365B
$513K ﹤0.01%
10,793
+9,052
+520% +$429K
NKTR icon
4287
PUT
Nektar Therapeutics
NKTR
$2.35B
$513K ﹤0.01%
3,013
+2,846
+1,704% +$459K
SSO icon
4288
CALL
ProShares Ultra S&P500
SSO
$7.78B
$513K ﹤0.01%
80,000
-96,000
-55% -$562K
WTRE icon
4289
WisdomTree New Economy Real Estate Fund
WTRE
$15.6M
$513K ﹤0.01%
18,642
-420
-2% -$11.8K
DMND
4290
PUT
DELISTED
DIAMOND FOODS, INC.
DMND
$512K ﹤0.01%
19,800
-100
-0.5% -$2.39K
HTHT icon
4291
Huazhu Hotels Group
HTHT
$13.1B
$511K ﹤0.01%
67,144
+34,972
+109% +$212K
TUP
4292
PUT
DELISTED
Tupperware Brands Corporation
TUP
$510K ﹤0.01%
5,400
-14,300
-73% -$1.3M
MDR
4293
PUT
DELISTED
McDermott International
MDR
$510K ﹤0.01%
18,567
-5,933
-24% -$139K
LSAK icon
4294
CALL
Lesaka Technologies
LSAK
$404M
$509K ﹤0.01%
58,300
+8,200
+16% +$87K
SBSW icon
4295
Sibanye-Stillwater
SBSW
$6.21B
$509K ﹤0.01%
112,205
-35,120
-24% -$172K
ESV
4296
PUT
DELISTED
Ensco Rowan plc
ESV
$509K ﹤0.01%
2,225
+500
+29% +$115K
BCR
4297
CALL
DELISTED
CR Bard Inc.
BCR
$509K ﹤0.01%
3,800
-100
-3% -$13.2K
ARMH
4298
CALL
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$509K ﹤0.01%
9,300
+700
+8% +$34.1K
GAB icon
4299
Gabelli Equity Trust
GAB
$1.75B
$508K ﹤0.01%
69,097
-33,148
-32% -$224K
SAM icon
4300
CALL
Boston Beer
SAM
$1.9B
$508K ﹤0.01%
2,100
– –
170 171
172
173 174

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.