UBS’s Gabelli Equity Trust GAB Stock Holding History

UBS’s Portfolio GAB Stock Details GAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$12.3M	Buy	1,989,485 +296,720	+18%	+$2.05M	0.01%	1289
2014 Q2	$12.1M	Buy	1,692,765 +1,110,678	+191%	+$7.9M	0.01%	1216
2014 Q1	$4.27M	Buy	582,087 +512,990	+742%	+$3.75M	﹤0.01%	2015
2013 Q4	$508K	Sell	69,097 -33,148	-32%	-$224K	﹤0.01%	4320
2013 Q3	$651K	Buy	102,245 +27,922	+38%	+$180K	﹤0.01%	3832
2013 Q2	$470K	Buy	+74,323	New	+$469K	﹤0.01%	4163

Other funds holding GAB

GAMCO Investors Greenwich, Connecticut $11.1B AUM 41.79% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

DMAM

Del Mar Asset Management New York $76.5M AUM 20.86% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return

IMS

Index Management Solutions Philadelphia, Pennsylvania $101M AUM 12.09% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS's GAB Position: Q3 2014 in Review

UBS increased its Gabelli Equity Trust (GAB) stake by 18% in Q3 2014, buying an estimated $2.05M and bringing the position to 1,989,485 shares worth $12.3M. The position accounts for 0.01% of the portfolio, ranked #1289.

UBS first reported a position in GAB in Q2 2013 and has held it in 6 quarters since. 73 funds tracked by Wall St. Rank hold GAB as of Q3 2014.

UBS held 1,989,485 shares of Gabelli Equity Trust worth $12.3M as of Q3 2014.
UBS bought 296,720 Gabelli Equity Trust shares in Q3 2014, an estimated $2.05M.
Gabelli Equity Trust made up 0.01% of UBS's portfolio in Q3 2014, its #1289 holding.
UBS first reported a position in Gabelli Equity Trust in Q2 2013 and has held it in 6 quarters since.
73 funds tracked by Wall St. Rank held Gabelli Equity Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.