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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
4101
SPS Commerce
SPSC
$2.42B
$550K ﹤0.01%
17,922
-2,744
-13% -$89.8K
ZNGA
4102
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$550K ﹤0.01%
127,900
-653,000
-84% -$3.01M
RSPN icon
4103
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$548K ﹤0.01%
33,060
+6,590
+25% +$107K
SQQQ icon
4104
ProShares UltraPro Short QQQ
SQQQ
$2.08B
$548K ﹤0.01%
1
– –
EGAS
4105
DELISTED
Gas Natural Inc.
EGAS
$548K ﹤0.01%
54,526
+3,856
+8% +$36.7K
FLC
4106
Flaherty & Crumrine Total Return Fund
FLC
$174M
$547K ﹤0.01%
27,669
+14,694
+113% +$281K
AVK
4107
Advent Convertible and Income Fund
AVK
$543M
$545K ﹤0.01%
30,151
-13
-0% -$236
IBN icon
4108
PUT
ICICI Bank
IBN
$109B
$545K ﹤0.01%
68,382
+54,632
+397% +$365K
ENLK
4109
CALL
DELISTED
EnLink Midstream Partners, LP
ENLK
$545K ﹤0.01%
17,900
+12,800
+251% +$379K
PFPT
4110
DELISTED
Proofpoint, Inc.
PFPT
$544K ﹤0.01%
14,670
+7,415
+102% +$290K
CHA
4111
DELISTED
China Telecom Corporation, LTD
CHA
$544K ﹤0.01%
11,800
-24,337
-67% -$1.1M
FSP
4112
Franklin Street Properties
FSP
$48.1M
$543K ﹤0.01%
43,170
-15,050
-26% -$183K
MBI icon
4113
MBIA
MBI
$274M
$543K ﹤0.01%
38,859
-174,060
-82% -$2.22M
CLC
4114
DELISTED
Clarcor
CLC
$543K ﹤0.01%
9,469
-5,757
-38% -$333K
WES
4115
CALL
DELISTED
Western Gas Partners Lp
WES
$543K ﹤0.01%
+8,200
New +$510K
ADM icon
4116
PUT
Archer Daniels Midland
ADM
$38.9B
$542K ﹤0.01%
12,500
-118,300
-90% -$4.88M
HUN icon
4117
CALL
Huntsman Corp
HUN
$2.12B
$542K ﹤0.01%
22,200
-35,900
-62% -$833K
ATHX
4118
DELISTED
Athersys, Inc. Common Stock
ATHX
$542K ﹤0.01%
6,693
+6,601
+7,175% +$610K
KSU
4119
CALL
DELISTED
Kansas City Southern
KSU
$541K ﹤0.01%
5,300
– –
CRH icon
4120
CRH
CRH
$64.1B
$540K ﹤0.01%
19,151
+16,413
+599% +$450K
AVG
4121
DELISTED
AVG Technologies N.V.
AVG
$538K ﹤0.01%
25,646
+16,896
+193% +$309K
RBS.PRP
4122
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$538K ﹤0.01%
24,244
+11,483
+90% +$252K
AVY icon
4123
CALL
Avery Dennison
AVY
$13.4B
$537K ﹤0.01%
10,600
-1,000
-9% -$49.9K
CTBI icon
4124
Community Trust Bancorp
CTBI
$1.42B
$537K ﹤0.01%
14,227
-4,840
-25% -$180K
IMVP
4125
Invesco India ETF
IMVP
$125M
$537K ﹤0.01%
28,709
-455
-2% -$7.87K
163 164
165
166 167

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.