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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCG icon
3901
iShares Morningstar Small-Cap Growth ETF
ISCG
$957M
$718K ﹤0.01%
32,508
+6,306
+24% +$134K
RLJ icon
3902
RLJ Lodging Trust
RLJ
$1.88B
$718K ﹤0.01%
29,513
-3,016
-9% -$72.7K
SGG
3903
DELISTED
iPath Bloomberg Sugar Subindex Total Return ETN due June 24, 2038
SGG
$714K ﹤0.01%
12,875
+9,007
+233% +$540K
NUC
3904
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
$714K ﹤0.01%
49,700
+1,108
+2% +$15.8K
IDX icon
3905
VanEck Indonesia Index ETF
IDX
$31.3M
$713K ﹤0.01%
33,522
+4,532
+16% +$104K
GLV
3906
Clough Global Dividend & Income Fund
GLV
$77.6M
$711K ﹤0.01%
46,268
+3,359
+8% +$50.5K
ITRI icon
3907
Itron
ITRI
$4.48B
$711K ﹤0.01%
17,163
-27,866
-62% -$1.18M
NEE icon
3908
PUT
NextEra Energy
NEE
$185B
$710K ﹤0.01%
33,200
+16,400
+98% +$346K
TMUS icon
3909
CALL
T-Mobile US
TMUS
$195B
$710K ﹤0.01%
21,100
-29,200
-58% -$800K
VCRA
3910
CALL
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$709K ﹤0.01%
+45,400
New +$775K
BOH icon
3911
Bank of Hawaii
BOH
$3.14B
$708K ﹤0.01%
11,962
+1,097
+10% +$63.1K
DMO
3912
Western Asset Mortgage Opportunity Fund
DMO
$118M
$708K ﹤0.01%
30,558
+7,063
+30% +$160K
MESG
3913
DELISTED
XURA INC COM (DE)
MESG
$707K ﹤0.01%
18,212
+17,957
+7,042% +$606K
MFD
3914
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$706K ﹤0.01%
42,187
+2,705
+7% +$43.2K
RBS.PRL.CL
3915
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$706K ﹤0.01%
36,107
+2,626
+8% +$51.8K
FXY icon
3916
CALL
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$705K ﹤0.01%
7,600
-1,100
-13% -$107K
HRI icon
3917
PUT
Herc Holdings
HRI
$4.78B
$704K ﹤0.01%
8,200
+3,933
+92% +$281K
IUSG icon
3918
iShares Core S&P US Growth ETF
IUSG
$30.4B
$704K ﹤0.01%
19,936
+4,106
+26% +$138K
CMCSK
3919
PUT
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$703K ﹤0.01%
14,100
+6,400
+83% +$319K
FWLT
3920
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$703K ﹤0.01%
21,300
+10,600
+99% +$310K
TNH
3921
DELISTED
Terra Nitrogen
TNH
$702K ﹤0.01%
4,979
-1,188
-19% -$212K
CWT icon
3922
CALL
California Water Service
CWT
$3.1B
$701K ﹤0.01%
+30,400
New +$661K
QEP
3923
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$699K ﹤0.01%
22,800
+22,600
+11,300% +$709K
FPE icon
3924
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$698K ﹤0.01%
38,942
+24,966
+179% +$451K
MCO icon
3925
PUT
Moody's
MCO
$83.7B
$698K ﹤0.01%
8,900
+3,000
+51% +$220K
155 156
157
158 159

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.