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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBS
3801
DELISTED
Invesco DB Silver Fund
DBS
$776K ﹤0.01%
24,014
-1,343
-5% -$46.8K
CST
3802
DELISTED
CST Brands, Inc.
CST
$776K ﹤0.01%
21,160
+8,611
+69% +$282K
COHU icon
3803
Cohu
COHU
$1.86B
$775K ﹤0.01%
73,855
-125,505
-63% -$1.27M
SJT
3804
San Juan Basin Royalty Trust
SJT
$119M
$774K ﹤0.01%
46,225
-7,596
-14% -$125K
IHS
3805
DELISTED
IHS INC CL-A COM STK
IHS
$774K ﹤0.01%
6,465
+2,047
+46% +$232K
MWIV
3806
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$773K ﹤0.01%
4,546
-377
-8% -$62.5K
NKTR icon
3807
Nektar Therapeutics
NKTR
$2.39B
$772K ﹤0.01%
4,531
+821
+22% +$132K
EPM icon
3808
Evolution Petroleum
EPM
$133M
$771K ﹤0.01%
62,527
-550
-0.9% -$6.62K
TNK icon
3809
Teekay Tankers
TNK
$2.71B
$771K ﹤0.01%
24,508
-2,044
-8% -$48.2K
VRNT
3810
DELISTED
Verint Systems
VRNT
$771K ﹤0.01%
35,228
+33,108
+1,562% +$644K
OREX
3811
DELISTED
Orexigen Therapeutics, Inc.
OREX
$770K ﹤0.01%
13,680
+1,475
+12% +$82.9K
CME icon
3812
CALL
CME Group
CME
$95.4B
$769K ﹤0.01%
9,800
+2,300
+31% +$180K
PZT icon
3813
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
$769K ﹤0.01%
34,972
-6,362
-15% -$141K
GLBR
3814
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$769K ﹤0.01%
+4,315
New +$725K
WW
3815
PUT
DELISTED
WW International
WW
$767K ﹤0.01%
23,300
+9,700
+71% +$338K
TAI
3816
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$767K ﹤0.01%
36,758
+4,905
+15% +$101K
SPHD icon
3817
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$765K ﹤0.01%
26,987
+2,696
+11% +$75.6K
RF icon
3818
PUT
Regions Financial
RF
$26.4B
$764K ﹤0.01%
77,200
+6,600
+9% +$63.6K
SLXP
3819
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$764K ﹤0.01%
8,500
+800
+10% +$63.8K
HTR
3820
DELISTED
Brookfield Total Return Fund Inc
HTR
$764K ﹤0.01%
32,134
-1,973
-6% -$46.2K
SRV
3821
NXG Cushing Midstream Energy Fund
SRV
$211M
$762K ﹤0.01%
4,751
+1,030
+28% +$165K
BBG
3822
DELISTED
Bill Barrett Corp
BBG
$762K ﹤0.01%
28,452
-1,871
-6% -$50.9K
BRLI
3823
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$762K ﹤0.01%
29,834
+12,346
+71% +$380K
AN icon
3824
AutoNation
AN
$7.7B
$761K ﹤0.01%
15,317
+3,922
+34% +$194K
BBWI icon
3825
CALL
Bath & Body Works
BBWI
$3.97B
$761K ﹤0.01%
15,215
+3,463
+29% +$173K
151 152
153
154 155

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.