UBS’s Evolution Petroleum EPM Stock Holding History

UBS’s Portfolio EPM Stock Details EPM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$305K	Sell	33,255 -31,195	-48%	-$322K	﹤0.01%	4754
2014 Q2	$706K	Buy	64,450 +1,107	+2%	+$12.7K	﹤0.01%	3882
2014 Q1	$806K	Buy	63,343 +816	+1%	+$10.4K	﹤0.01%	3710
2013 Q4	$771K	Sell	62,527 -550	-0.9%	-$6.62K	﹤0.01%	3828
2013 Q3	$710K	Sell	63,077 -9,393	-13%	-$109K	﹤0.01%	3734
2013 Q2	$791K	Buy	+72,470	New	+$751K	﹤0.01%	3594

Other funds holding EPM

JVL Advisors Houston, Texas $14.6M AUM 82.81% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

BGIM

Brandywine Global Investment Management Philadelphia, Pennsylvania $14.9B AUM 20.41% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

FAM

Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return

UBS's EPM Position: Q3 2014 in Review

UBS reduced its Evolution Petroleum (EPM) stake by 48% in Q3 2014, selling an estimated $322K and leaving 33,255 shares worth $305K. The position accounts for ﹤0.01% of the portfolio, ranked #4754.

UBS first reported a position in EPM in Q2 2013 and has held it in 6 quarters since. The position peaked at $806K in Q1 2014. 85 funds tracked by Wall St. Rank hold EPM as of Q3 2014.

UBS held 33,255 shares of Evolution Petroleum worth $305K as of Q3 2014.
UBS sold 31,195 Evolution Petroleum shares in Q3 2014, an estimated $322K.
Evolution Petroleum made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4754 holding.
UBS first reported a position in Evolution Petroleum in Q2 2013 and has held it in 6 quarters since.
UBS's Evolution Petroleum position peaked at $806K in Q1 2014.
85 funds tracked by Wall St. Rank held Evolution Petroleum as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.