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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
351
State Street
STT
$50.9B
$56.4M 0.05%
768,344
+91,303
+13% +$6.4M
DDS icon
352
CALL
Dillards
DDS
$8.87B
$56.4M 0.05%
579,900
+479,700
+479% +$41.5M
IJJ icon
353
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$56.2M 0.05%
966,820
+23,638
+3% +$1.33M
TWX
354
DELISTED
Time Warner Inc
TWX
$55.8M 0.05%
835,501
-23,575
-3% -$1.52M
EWJ icon
355
CALL
iShares MSCI Japan ETF
EWJ
$21.7B
$55.8M 0.05%
1,149,250
-797,550
-41% -$38M
SNDK
356
DELISTED
SANDISK CORP
SNDK
$55.8M 0.05%
790,952
+97,593
+14% +$6.58M
INTC icon
357
CALL
Intel
INTC
$464B
$55.5M 0.05%
2,139,750
-258,150
-11% -$6.24M
FEZ icon
358
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$55.4M 0.05%
1,313,895
+341,574
+35% +$13.8M
SHM icon
359
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$54.9M 0.05%
1,130,508
+307,011
+37% +$14.9M
ORCL icon
360
CALL
Oracle
ORCL
$331B
$54.5M 0.05%
1,424,252
+1,215,552
+582% +$41.8M
PCI
361
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$54.3M 0.05%
2,417,263
+440,760
+22% +$9.78M
XOM icon
362
PUT
ExxonMobil
XOM
$651B
$54.2M 0.05%
535,400
+345,800
+182% +$32M
CAT icon
363
PUT
Caterpillar
CAT
$409B
$54.2M 0.05%
596,600
+313,600
+111% +$26.8M
LO
364
DELISTED
LORILLARD INC COM STK
LO
$54M 0.05%
1,065,288
-61,202
-5% -$3.05M
DVN icon
365
Devon Energy
DVN
$51.9B
$53.6M 0.05%
866,484
+94,495
+12% +$5.79M
DDD icon
366
3D Systems Corp
DDD
$420M
$53.4M 0.05%
574,644
+18,066
+3% +$1.27M
LINE
367
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$53.4M 0.05%
1,733,339
+213,870
+14% +$6.2M
XME icon
368
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$53.3M 0.05%
1,265,700
-1,830,600
-59% -$71.7M
VHT icon
369
Vanguard Health Care ETF
VHT
$18.2B
$52.9M 0.05%
523,415
+45,677
+10% +$4.48M
PDP icon
370
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$52.9M 0.05%
1,443,516
+310,822
+27% +$10.9M
VIAB
371
DELISTED
Viacom Inc. Class B
VIAB
$52.6M 0.05%
601,979
+42,422
+8% +$3.5M
IDV icon
372
iShares International Select Dividend ETF
IDV
$8.25B
$52M 0.05%
1,369,659
+185,244
+16% +$6.92M
SLB icon
373
PUT
SLB Ltd
SLB
$78.4B
$51.8M 0.05%
575,299
+10,599
+2% +$957K
PARA
374
DELISTED
Paramount Global Class B
PARA
$51.8M 0.05%
812,096
-53,616
-6% -$3.15M
EWT icon
375
iShares MSCI Taiwan ETF
EWT
$10B
$51.6M 0.05%
1,789,069
+1,025,816
+134% +$29.2M
13 14
15
16 17

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.