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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMK icon
3351
Trustmark
TRMK
$2.75B
$1.17M ﹤0.01%
43,400
-6,403
-13% -$173K
OPK icon
3352
CALL
Opko Health
OPK
$1.02B
$1.16M ﹤0.01%
137,800
+127,100
+1,188% +$1.28M
CZA icon
3353
Invesco Zacks Mid-Cap ETF
CZA
$191M
$1.16M ﹤0.01%
25,585
+1,151
+5% +$50.8K
EXP icon
3354
PUT
Eagle Materials
EXP
$6.49B
$1.16M ﹤0.01%
15,000
-21,400
-59% -$1.61M
K
3355
CALL
DELISTED
Kellanova
K
$1.16M ﹤0.01%
20,235
-5,645
-22% -$325K
SSP icon
3356
E.W. Scripps
SSP
$270M
$1.16M ﹤0.01%
60,156
-58,276
-49% -$1.01M
CAVM
3357
DELISTED
Cavium, Inc.
CAVM
$1.16M ﹤0.01%
33,578
-7,760
-19% -$291K
WWW icon
3358
Wolverine World Wide
WWW
$1.68B
$1.16M ﹤0.01%
34,066
+12,864
+61% +$397K
GERN icon
3359
CALL
Geron
GERN
$898M
$1.16M ﹤0.01%
257,729
+211,071
+452% +$905K
HIW icon
3360
CALL
Highwoods Properties
HIW
$3.79B
$1.15M ﹤0.01%
+31,900
New +$1.16M
VHC icon
3361
VirnetX Holding Corp
VHC
$53.8M
$1.15M ﹤0.01%
2,973
-163
-5% -$64.9K
PDM
3362
Piedmont Realty Trust
PDM
$1.24B
$1.15M ﹤0.01%
69,714
+12,420
+22% +$215K
PSK icon
3363
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$1.15M ﹤0.01%
29,230
-32,491
-53% -$1.33M
BIG
3364
DELISTED
Big Lots, Inc.
BIG
$1.15M ﹤0.01%
35,634
+20,793
+140% +$739K
APH icon
3365
CALL
Amphenol
APH
$185B
$1.15M ﹤0.01%
103,200
+43,200
+72% +$447K
NAD icon
3366
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$1.15M ﹤0.01%
91,282
-121,517
-57% -$1.54M
PACD
3367
CALL
DELISTED
Pacific Drilling S A
PACD
$1.15M ﹤0.01%
+10,030
New +$1.14M
SLXP
3368
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.15M ﹤0.01%
12,767
+2,474
+24% +$197K
CNS icon
3369
Cohen & Steers
CNS
$4.2B
$1.15M ﹤0.01%
28,634
+2,629
+10% +$101K
TRW
3370
CALL
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$1.15M ﹤0.01%
15,400
+1,600
+12% +$120K
PZI
3371
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.15M ﹤0.01%
67,617
-645
-0.9% -$10.3K
SO icon
3372
PUT
Southern Company
SO
$108B
$1.14M ﹤0.01%
27,800
+1,000
+4% +$41.3K
SEA
3373
DELISTED
Invesco Shipping ETF
SEA
$1.14M ﹤0.01%
52,929
+30,512
+136% +$612K
LL
3374
DELISTED
LL Flooring Holdings, Inc.
LL
$1.14M ﹤0.01%
11,085
-9,929
-47% -$1.06M
NFX
3375
PUT
DELISTED
Newfield Exploration
NFX
$1.14M ﹤0.01%
46,300
-28,900
-38% -$811K
133 134
135
136 137

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.