U
SEA

UBS’s Invesco Shipping ETF SEA Stock Holding History

UBS’s Portfolio SEA Stock Details SEA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$414K Sell
20,084
-318
-2% -$7.05K ﹤0.01% 4453
2014
Q2 		$467K Sell
20,402
-5,828
-22% -$130K ﹤0.01% 4289
2014
Q1 		$573K Sell
26,230
-26,699
-50% -$577K ﹤0.01% 4088
2013
Q4 		$1.14M Buy
52,929
+30,512
+136% +$612K ﹤0.01% 3392
2013
Q3 		$442K Buy
22,417
+7,117
+47% +$133K ﹤0.01% 4274
2013
Q2 		$264K Buy
+15,300
New +$264K ﹤0.01% 4804

Other funds holding SEA

LWA
Lenox Wealth Advisors New York $798M AUM 5.74% 1-Year Est. Return
PAG
Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BCI
Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
GC
Gruss & Co West Palm Beach, Florida $42.8M AUM 49.41% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS's SEA Position: Q3 2014 in Review

UBS reduced its Invesco Shipping ETF (SEA) stake by 1.6% in Q3 2014, selling an estimated $7.05K and leaving 20,084 shares worth $414K. The position accounts for ﹤0.01% of the portfolio, ranked #4453.

UBS first reported a position in SEA in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.14M in Q4 2013. 31 funds tracked by Wall St. Rank hold SEA as of Q3 2014.

  • UBS held 20,084 shares of Invesco Shipping ETF worth $414K as of Q3 2014.
  • UBS sold 318 Invesco Shipping ETF shares in Q3 2014, an estimated $7.05K.
  • Invesco Shipping ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4453 holding.
  • UBS first reported a position in Invesco Shipping ETF in Q2 2013 and has held it in 6 quarters since.
  • UBS's Invesco Shipping ETF position peaked at $1.14M in Q4 2013.
  • 31 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.