We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
2676
PUT
Medtronic
MDT
$111B
$1.83M ﹤0.01%
34,300
+2,900
+9% +$156K
HE icon
2677
Hawaiian Electric Industries
HE
$2.28B
$1.82M ﹤0.01%
72,677
+18,054
+33% +$464K
CHRD icon
2678
CALL
Chord Energy
CHRD
$7.25B
$1.82M ﹤0.01%
37,100
-39,000
-51% -$1.64M
PWJ
2679
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$1.82M ﹤0.01%
67,281
+6,010
+10% +$163K
PIO icon
2680
Invesco Global Water ETF
PIO
$274M
$1.82M ﹤0.01%
86,303
-1,804
-2% -$36.4K
IBMF
2681
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$1.82M ﹤0.01%
66,330
-18,232
-22% -$498K
MATV icon
2682
Mativ Holdings
MATV
$482M
$1.82M ﹤0.01%
30,099
+5,485
+22% +$310K
AZO icon
2683
PUT
AutoZone
AZO
$50.9B
$1.82M ﹤0.01%
4,300
-6,400
-60% -$2.74M
MLI icon
2684
Mueller Industries
MLI
$14.7B
$1.81M ﹤0.01%
260,720
+10,384
+4% +$71.5K
BSMX
2685
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.81M ﹤0.01%
131,049
-84,259
-39% -$1.21M
LM
2686
DELISTED
Legg Mason, Inc.
LM
$1.81M ﹤0.01%
54,165
+25,939
+92% +$869K
CMPR icon
2687
Cimpress
CMPR
$2.43B
$1.81M ﹤0.01%
31,986
-14,655
-31% -$780K
HAFC icon
2688
Hanmi Financial
HAFC
$947M
$1.81M ﹤0.01%
109,195
+58,479
+115% +$1M
IT icon
2689
Gartner
IT
$10.4B
$1.81M ﹤0.01%
30,149
-15,609
-34% -$919K
HOG icon
2690
CALL
Harley-Davidson
HOG
$2.66B
$1.8M ﹤0.01%
28,100
+17,100
+155% +$1.01M
WRB icon
2691
W.R. Berkley
WRB
$28.3B
$1.8M ﹤0.01%
142,044
+4,084
+3% +$51.2K
KNOP icon
2692
KNOT Offshore Partners
KNOP
$352M
$1.8M ﹤0.01%
74,820
+74,720
+74,720% +$1.78M
CMD
2693
DELISTED
Cantel Medical Corporation
CMD
$1.8M ﹤0.01%
56,428
-8,702
-13% -$231K
IVOG icon
2694
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$1.8M ﹤0.01%
41,982
+5,026
+14% +$210K
MDYG icon
2695
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$1.8M ﹤0.01%
51,999
-570
-1% -$19.2K
FOSL icon
2696
Fossil Group
FOSL
$262M
$1.79M ﹤0.01%
15,448
-54,377
-78% -$6.21M
MUA icon
2697
BlackRock MuniAssets Fund
MUA
$518M
$1.79M ﹤0.01%
150,596
+103,627
+221% +$1.23M
SSRI
2698
DELISTED
Silver Standard Resources
SSRI
$1.78M ﹤0.01%
289,774
+44,365
+18% +$332K
EMO
2699
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$1.78M ﹤0.01%
15,741
-1,880
-11% -$222K
PCN
2700
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$1.78M ﹤0.01%
106,446
-26,866
-20% -$440K
106 107
108
109 110

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.