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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIDO icon
2476
iShares MSCI Indonesia ETF
EIDO
$469M
$2.19M ﹤0.01%
92,663
-15,831
-15% -$430K
CUB
2477
DELISTED
Cubic Corporation
CUB
$2.18M ﹤0.01%
40,599
+6,392
+19% +$329K
XPO icon
2478
XPO
XPO
$24.2B
$2.18M ﹤0.01%
290,652
+14,001
+5% +$108K
HSH
2479
DELISTED
HILLSHIRE BRANDS CO
HSH
$2.18M ﹤0.01%
70,864
+16,514
+30% +$546K
FRX
2480
CALL
DELISTED
FOREST LABORATORIES INC
FRX
$2.18M ﹤0.01%
50,900
+45,600
+860% +$1.98M
HPF
2481
John Hancock Preferred Income Fund II
HPF
$344M
$2.18M ﹤0.01%
113,516
-7,398
-6% -$144K
COHU icon
2482
Cohu
COHU
$1.98B
$2.17M ﹤0.01%
199,360
+9,193
+5% +$105K
ILMN icon
2483
CALL
Illumina
ILMN
$28.9B
$2.17M ﹤0.01%
27,653
+20,765
+301% +$1.59M
CZZ
2484
DELISTED
Cosan Limited
CZZ
$2.17M ﹤0.01%
141,380
-7,875
-5% -$119K
Y
2485
DELISTED
Alleghany Corp
Y
$2.17M ﹤0.01%
5,302
-2,055
-28% -$821K
KOL
2486
DELISTED
VanEck Vectors Coal ETF
KOL
$2.17M ﹤0.01%
11,430
+1,658
+17% +$310K
ZNGA
2487
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2.16M ﹤0.01%
589,472
-153,908
-21% -$486K
DTE icon
2488
CALL
DTE Energy
DTE
$30.6B
$2.16M ﹤0.01%
38,423
+22,560
+142% +$1.31M
WBK
2489
DELISTED
Westpac Banking Corporation
WBK
$2.15M ﹤0.01%
70,102
+16,252
+30% +$463K
SPG icon
2490
CALL
Simon Property Group
SPG
$76.9B
$2.15M ﹤0.01%
15,414
-13,925
-47% -$2.02M
FGP
2491
DELISTED
Ferrellgas Partners, L.P.
FGP
$2.14M ﹤0.01%
96,155
+52,492
+120% +$1.18M
CGX
2492
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
$2.14M ﹤0.01%
38,213
+36,099
+1,708% +$1.95M
BPO
2493
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$2.14M ﹤0.01%
112,163
-44,961
-29% -$751K
OI icon
2494
O-I Glass
OI
$1.44B
$2.14M ﹤0.01%
71,222
+34,800
+96% +$1.03M
OCR
2495
DELISTED
OMNICARE INC
OCR
$2.14M ﹤0.01%
38,502
+22,646
+143% +$1.21M
HRZN icon
2496
Horizon Technology Finance
HRZN
$296M
$2.13M ﹤0.01%
160,176
+5,618
+4% +$77.7K
JLA
2497
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$2.13M ﹤0.01%
175,761
+14,933
+9% +$186K
RAD
2498
CALL
DELISTED
Rite Aid Corporation
RAD
$2.13M ﹤0.01%
22,385
-6,465
-22% -$441K
HMN icon
2499
Horace Mann Educators
HMN
$2.13B
$2.13M ﹤0.01%
74,944
+28,379
+61% +$776K
SKYW icon
2500
Skywest
SKYW
$4.5B
$2.13M ﹤0.01%
146,497
+143,957
+5,668% +$2.07M
98 99
100
101 102

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.