UBS’s VanEck Vectors Coal ETF KOL Stock Holding History

UBS’s Portfolio KOL Stock Details KOL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3.69M	Buy	21,539 +6,562	+44%	+$1.23M	﹤0.01%	2327
2014 Q2	$2.8M	Buy	14,977 +7,778	+108%	+$1.46M	﹤0.01%	2547
2014 Q1	$1.33M	Sell	7,199 -420	-6%	-$75.7K	﹤0.01%	3186
2013 Q4	$1.48M	Sell	7,619 -3,811	-33%	-$754K	﹤0.01%	3121
2013 Q3	$2.17M	Buy	11,430 +1,658	+17%	+$310K	﹤0.01%	2495
2013 Q2	$1.73M	Buy	+9,772	New	+$2.03M	﹤0.01%	2706

Other funds holding KOL

Euclid Advisors Hartford, Connecticut $4.79M AUM 12.77% 1-Year Est. Return

RCYC

Richard C. Young & Co Newport, Rhode Island $1.21B AUM 38.41% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's KOL Position: Q3 2014 in Review

UBS increased its VanEck Vectors Coal ETF (KOL) stake by 44% in Q3 2014, buying an estimated $1.23M and bringing the position to 21,539 shares worth $3.69M. The position accounts for ﹤0.01% of the portfolio, ranked #2327.

UBS first reported a position in KOL in Q2 2013 and has held it in 6 quarters since. 45 funds tracked by Wall St. Rank hold KOL as of Q3 2014.

UBS held 21,539 shares of VanEck Vectors Coal ETF worth $3.69M as of Q3 2014.
UBS bought 6,562 VanEck Vectors Coal ETF shares in Q3 2014, an estimated $1.23M.
VanEck Vectors Coal ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2327 holding.
UBS first reported a position in VanEck Vectors Coal ETF in Q2 2013 and has held it in 6 quarters since.
45 funds tracked by Wall St. Rank held VanEck Vectors Coal ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.