UBS’s iShares Semiconductor ETF SOXX Stock Holding History

UBS’s Portfolio SOXX Stock Details SOXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$9.23M	Sell	318,729 -14,499	-4%	-$418K	0.01%	1517
2014 Q2	$9.6M	Buy	333,228 +117,753	+55%	+$3.18M	0.01%	1408
2014 Q1	$5.72M	Buy	215,475 +15,099	+8%	+$378K	0.01%	1730
2013 Q4	$4.86M	Buy	200,376 +18,498	+10%	+$424K	﹤0.01%	1899
2013 Q3	$4.04M	Buy	181,878 +30,258	+20%	+$656K	﹤0.01%	1894
2013 Q2	$3.21M	Buy	+151,620	New	+$3.1M	﹤0.01%	2037

Other funds holding SOXX

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BUB

BBVA USA Bancshares Houston, Texas $2.1B AUM 62.57% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

KWILP

Kiwi Wealth Investments Limited Partnership Wellington, New Zealand $126M AUM 18.28% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $18.3B AUM 36.97% 1-Year Est. Return

UBS's SOXX Position: Q3 2014 in Review

UBS reduced its iShares Semiconductor ETF (SOXX) stake by 4.4% in Q3 2014, selling an estimated $418K and leaving 318,729 shares worth $9.23M. The position accounts for 0.01% of the portfolio, ranked #1517.

UBS first reported a position in SOXX in Q2 2013 and has held it in 6 quarters since. The position peaked at $9.6M in Q2 2014. 62 funds tracked by Wall St. Rank hold SOXX as of Q3 2014.

UBS held 318,729 shares of iShares Semiconductor ETF worth $9.23M as of Q3 2014.
UBS sold 14,499 iShares Semiconductor ETF shares in Q3 2014, an estimated $418K.
iShares Semiconductor ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1517 holding.
UBS first reported a position in iShares Semiconductor ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares Semiconductor ETF position peaked at $9.6M in Q2 2014.
62 funds tracked by Wall St. Rank held iShares Semiconductor ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.