U
NPTN

UBS’s NEOPHOTONICS CORP NPTN Stock Holding History

UBS’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-500
Closed -$4K – 10951
2014
Q1 		$4K Sell
500
-12,200
-96% -$90.9K ﹤0.01% 9724
2013
Q4 		$90K Buy
12,700
+11,700
+1,170% +$78K ﹤0.01% 6189
2013
Q3 		$7K Hold
1,000
– – ﹤0.01% 9166
2013
Q2 		$9K Buy
+1,000
New +$6.43K ﹤0.01% 8764

Other funds holding NPTN

AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
MCM
Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return
ARM
Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return
PCM
Penn Capital Management Philadelphia, Pennsylvania $1.29B AUM 53.44% 1-Year Est. Return
SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
WPC
White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

UBS's NPTN Position: Q3 2013 in Review

UBS sold out of NEOPHOTONICS CORP (NPTN) in Q3 2013, closing a stake of 1,573 shares — an estimated $12.2K sold.

UBS first reported a position in NPTN in Q2 2013 and held it in 1 quarter. The position peaked at $14K in Q2 2013. 72 funds tracked by Wall St. Rank hold NPTN as of Q3 2013.

  • UBS reported no remaining NEOPHOTONICS CORP position as of Q3 2013 after selling out during the quarter.
  • UBS sold 1,573 NEOPHOTONICS CORP shares in Q3 2013, an estimated $12.2K.
  • UBS first reported a position in NEOPHOTONICS CORP in Q2 2013 and held it in 1 quarter.
  • UBS's NEOPHOTONICS CORP position peaked at $14K in Q2 2013.
  • 72 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2013.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.