UBS’s First Trust Industrials/Producer Durables AlphaDEX Fund FXR Stock Holding History

UBS’s Portfolio FXR Stock Details FXR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$23M	Sell	783,079 -6,605	-0.8%	-$200K	0.02%	874
2014 Q2	$24.1M	Sell	789,684 -58,637	-7%	-$1.75M	0.02%	776
2014 Q1	$25M	Buy	848,321 +213,226	+34%	+$6.08M	0.02%	670
2013 Q4	$18M	Buy	635,095 +350,630	+123%	+$9.36M	0.02%	869
2013 Q3	$7.12M	Buy	284,465 +8,829	+3%	+$213K	0.01%	1408
2013 Q2	$6.23M	Buy	+275,636	New	+$6.16M	0.01%	1424

Other funds holding FXR

FSIM

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.57B AUM 25.77% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

UBS's FXR Position: Q3 2014 in Review

UBS reduced its First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) stake by 0.84% in Q3 2014, selling an estimated $200K and leaving 783,079 shares worth $23M. The position accounts for 0.02% of the portfolio, ranked #874.

UBS first reported a position in FXR in Q2 2013 and has held it in 6 quarters since. The position peaked at $25M in Q1 2014. 74 funds tracked by Wall St. Rank hold FXR as of Q3 2014.

UBS held 783,079 shares of First Trust Industrials/Producer Durables AlphaDEX Fund worth $23M as of Q3 2014.
UBS sold 6,605 First Trust Industrials/Producer Durables AlphaDEX Fund shares in Q3 2014, an estimated $200K.
First Trust Industrials/Producer Durables AlphaDEX Fund made up 0.02% of UBS's portfolio in Q3 2014, its #874 holding.
UBS first reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Industrials/Producer Durables AlphaDEX Fund position peaked at $25M in Q1 2014.
74 funds tracked by Wall St. Rank held First Trust Industrials/Producer Durables AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.