UBS’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

UBS’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.05M	Sell	74,581 -4,350	-6%	-$62K	﹤0.01%	3542
2014 Q2	$1.16M	Sell	78,931 -10,538	-12%	-$152K	﹤0.01%	3410
2014 Q1	$1.3M	Buy	89,469 +896	+1%	+$13.1K	﹤0.01%	3215
2013 Q4	$1.29M	Sell	88,573 -4,386	-5%	-$63.9K	﹤0.01%	3253
2013 Q3	$1.38M	Buy	92,959 +15,269	+20%	+$230K	﹤0.01%	2983
2013 Q2	$1.2M	Buy	+77,690	New	+$1.24M	﹤0.01%	3128

Other funds holding FRA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BCC

Bain Capital Credit Boston, Massachusetts $303M AUM 15.47% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

UBS's FRA Position: Q3 2014 in Review

UBS reduced its BlackRock Floating Rate Income Strategies Fund (FRA) stake by 5.5% in Q3 2014, selling an estimated $62K and leaving 74,581 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #3542.

UBS first reported a position in FRA in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.38M in Q3 2013. 60 funds tracked by Wall St. Rank hold FRA as of Q3 2014.

UBS held 74,581 shares of BlackRock Floating Rate Income Strategies Fund worth $1.05M as of Q3 2014.
UBS sold 4,350 BlackRock Floating Rate Income Strategies Fund shares in Q3 2014, an estimated $62K.
BlackRock Floating Rate Income Strategies Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3542 holding.
UBS first reported a position in BlackRock Floating Rate Income Strategies Fund in Q2 2013 and has held it in 6 quarters since.
UBS's BlackRock Floating Rate Income Strategies Fund position peaked at $1.38M in Q3 2013.
60 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.