Symphony Asset Management’s Sumitomo Mitsui Financial SMFG Stock Holding History

Symphony Asset Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-71,374	Closed	-$542K	–	427
2015 Q4	$542K	Sell	71,374 -34,353	-32%	-$270K	0.06%	275
2015 Q3	$806K	Buy	105,727 +17,597	+20%	+$148K	0.1%	226
2015 Q2	$783K	Sell	88,130 -7,191	-8%	-$62.4K	0.1%	207
2015 Q1	$738K	Buy	+95,321	New	+$713K	0.09%	228
2014 Q1	–	Sell	-50,370	Closed	-$528K	–	467
2013 Q4	$528K	Buy	+50,370	New	+$501K	0.04%	273

Other funds holding SMFG

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $693M AUM 31.93% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Symphony Asset Management's SMFG Position: Q1 2016 in Review

Symphony Asset Management sold out of Sumitomo Mitsui Financial (SMFG) in Q1 2016, closing a stake of 71,374 shares — an estimated $542K sold.

Symphony Asset Management first reported a position in SMFG in Q4 2013 and held it in 5 quarters. The position peaked at $806K in Q3 2015. 176 funds tracked by Wall St. Rank hold SMFG as of Q1 2016.

Symphony Asset Management reported no remaining Sumitomo Mitsui Financial position as of Q1 2016 after selling out during the quarter.
Symphony Asset Management sold 71,374 Sumitomo Mitsui Financial shares in Q1 2016, an estimated $542K.
Symphony Asset Management first reported a position in Sumitomo Mitsui Financial in Q4 2013 and held it in 5 quarters.
Symphony Asset Management's Sumitomo Mitsui Financial position peaked at $806K in Q3 2015.
176 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q1 2016.

Based on Symphony Asset Management's 13F filing for Q1 2016, filed 13 May 2016.