Symphony Asset Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Symphony Asset Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-71,374	Closed	-$542K	–	427
2015 Q4	$542K	Sell	71,374 -34,353	-32%	-$270K	0.06%	275
2015 Q3	$806K	Buy	105,727 +17,597	+20%	+$148K	0.1%	226
2015 Q2	$783K	Sell	88,130 -7,191	-8%	-$62.4K	0.1%	207
2015 Q1	$738K	Buy	+95,321	New	+$713K	0.09%	228
2014 Q1	–	Sell	-50,370	Closed	-$528K	–	467
2013 Q4	$528K	Buy	+50,370	New	+$501K	0.04%	273

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $995M AUM 22.79% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Symphony Asset Management's SMFG Position: Q1 2016 in Review

Symphony Asset Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2016, closing a stake of 71,374 shares — an estimated $542K sold.

Symphony Asset Management first reported a position in SMFG in Q4 2013 and held it in 5 quarters. The position peaked at $806K in Q3 2015. 178 funds tracked by Wall St. Rank hold SMFG as of Q1 2016.

Symphony Asset Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2016 after selling out during the quarter.
Symphony Asset Management sold 71,374 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2016, an estimated $542K.
Symphony Asset Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q4 2013 and held it in 5 quarters.
Symphony Asset Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $806K in Q3 2015.
178 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2016.

Based on Symphony Asset Management's 13F filing for Q1 2016, filed 13 May 2016.