Swift Run Capital Management’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Swift Run Capital Management’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,075	Closed	-$239K	–	56
2017 Q3	$239K	Hold	5,075	–	–	0.13%	49
2017 Q2	$236K	Hold	5,075	–	–	0.14%	46
2017 Q1	$230K	Sell	5,075 -2,000	-28%	-$87.2K	0.14%	46
2016 Q4	$265K	Sell	7,075 -23,035	-77%	-$924K	0.16%	46
2016 Q3	$1.28M	Sell	30,110 -300	-1%	-$13.4K	0.75%	29
2016 Q2	$1.36M	Sell	30,410 -500	-2%	-$23.2K	0.87%	27
2016 Q1	$1.52M	Hold	30,910	–	–	0.95%	26
2015 Q4	$1.48M	Sell	30,910 -46,573	-60%	-$2.27M	0.86%	24
2015 Q3	$3.83M	Sell	77,483 -200	-0.3%	-$10.6K	2%	22
2015 Q2	$4.13M	Sell	77,683 -850	-1%	-$45.1K	1.75%	21
2015 Q1	$4.06M	Sell	78,533 -100	-0.1%	-$5.37K	1.77%	21
2014 Q4	$4.08M	Sell	78,633 -58,440	-43%	-$2.82M	1.94%	19
2014 Q3	$7M	Sell	137,073 -8,650	-6%	-$434K	3.62%	13
2014 Q2	$7.29M	Buy	145,723 +1,130	+0.8%	+$58.6K	3.18%	15
2014 Q1	$8.41M	Sell	144,593 -530	-0.4%	-$31.1K	4.5%	7
2013 Q4	$8.54M	Buy	+145,123	New	+$8.06M	6.81%	4

Other funds holding OAK

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Swift Run Capital Management's OAK Position: Q4 2017 in Review

Swift Run Capital Management sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q4 2017, closing a stake of 5,075 shares — an estimated $239K sold.

Swift Run Capital Management first reported a position in OAK in Q4 2013 and held it in 16 quarters. The position peaked at $8.54M in Q4 2013. 204 funds tracked by Wall St. Rank hold OAK as of Q4 2017.

Swift Run Capital Management reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q4 2017 after selling out during the quarter.
Swift Run Capital Management sold 5,075 OAKTREE CAPITAL GROUP, LLC shares in Q4 2017, an estimated $239K.
Swift Run Capital Management first reported a position in OAKTREE CAPITAL GROUP, LLC in Q4 2013 and held it in 16 quarters.
Swift Run Capital Management's OAKTREE CAPITAL GROUP, LLC position peaked at $8.54M in Q4 2013.
204 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q4 2017.

Based on Swift Run Capital Management's 13F filing for Q4 2017, filed 9 Feb 2018.