SVB Wealth’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

SVB Wealth’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-4,152	Closed	-$289K	–	389
2025 Q4	$289K	Buy	4,152 +6	+0.1%	+$414	0.02%	342
2025 Q3	$284K	Sell	4,146 -2,356	-36%	-$157K	0.02%	361
2025 Q2	$414K	Sell	6,502 -5,559	-46%	-$333K	0.02%	322
2025 Q1	$721K	Buy	12,061 +5	+0%	+$322	0.03%	184
2024 Q4	$785K	Buy	+12,056	New	+$806K	0.01%	362
2024 Q3	–	Sell	-12,553	Closed	-$754K	–	159
2024 Q2	$754K	Buy	12,553 +5	+0%	+$301	0.02%	366
2024 Q1	$782K	Buy	12,548 +4	+0%	+$237	0.02%	390
2023 Q4	$748K	Buy	12,544 +5	+0%	+$268	0.02%	393
2023 Q3	$658K	Buy	12,539 +6	+0%	+$331	0.01%	393
2023 Q2	$687K	Buy	12,533 +6	+0%	+$313	0.01%	409
2023 Q1	$660K	Sell	12,527 -1,804	-13%	-$97.7K	0.01%	472
2022 Q4	$733K	Sell	14,331 -5,995	-29%	-$309K	0.01%	471
2022 Q3	$945K	Buy	20,326 +6	+0%	+$306	0.01%	380
2022 Q2	$976K	Buy	20,320 +5,436	+37%	+$282K	0.02%	330
2022 Q1	$835K	Buy	14,884 +3,507	+31%	+$197K	0.01%	352
2021 Q4	$683K	Buy	11,377 +60	+0.5%	+$3.62K	0.01%	373
2021 Q3	$651K	Buy	11,317 +5	+0%	+$288	0.01%	515
2021 Q2	$660K	Buy	+11,312	New	+$658K	0.01%	498

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

RFP

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.83B AUM 27.45% 1-Year Est. Return

SVB Wealth's DFAS Position: Q1 2026 in Review

SVB Wealth sold out of U.S. Small Cap Portfolio ETF Class Shares (DFAS) in Q1 2026, closing a stake of 4,152 shares — an estimated $289K sold.

SVB Wealth first reported a position in DFAS in Q2 2021 and held it in 18 quarters. The position peaked at $976K in Q2 2022. 894 funds tracked by Wall St. Rank hold DFAS as of Q1 2026.

SVB Wealth reported no remaining U.S. Small Cap Portfolio ETF Class Shares position as of Q1 2026 after selling out during the quarter.
SVB Wealth sold 4,152 U.S. Small Cap Portfolio ETF Class Shares shares in Q1 2026, an estimated $289K.
SVB Wealth first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q2 2021 and held it in 18 quarters.
SVB Wealth's U.S. Small Cap Portfolio ETF Class Shares position peaked at $976K in Q2 2022.
894 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q1 2026.

Based on SVB Wealth's 13F filing for Q1 2026, filed 17 Apr 2026.