Successful Portfolios’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Successful Portfolios’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-11,628	Closed	-$203K	–	166
2019 Q3	$203K	Sell	11,628 -5,080	-30%	-$89.7K	0.19%	144
2019 Q2	$299K	Sell	16,708 -1,168	-7%	-$20.7K	0.32%	92
2019 Q1	$313K	Buy	17,876 +1,660	+10%	+$28.4K	0.34%	90
2018 Q4	$246K	Sell	16,216 -1,436	-8%	-$24.3K	0.31%	98
2018 Q3	$336K	Buy	17,652 +4,104	+30%	+$78.3K	0.37%	85
2018 Q2	$249K	Buy	+13,548	New	+$245K	0.29%	106

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

FMT

First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Successful Portfolios's SCHA Position: Q4 2019 in Review

Successful Portfolios sold out of Schwab U.S Small- Cap ETF (SCHA) in Q4 2019, closing a stake of 11,628 shares — an estimated $203K sold.

Successful Portfolios first reported a position in SCHA in Q2 2018 and held it in 6 quarters. The position peaked at $336K in Q3 2018. 707 funds tracked by Wall St. Rank hold SCHA as of Q4 2019.

Successful Portfolios reported no remaining Schwab U.S Small- Cap ETF position as of Q4 2019 after selling out during the quarter.
Successful Portfolios sold 11,628 Schwab U.S Small- Cap ETF shares in Q4 2019, an estimated $203K.
Successful Portfolios first reported a position in Schwab U.S Small- Cap ETF in Q2 2018 and held it in 6 quarters.
Successful Portfolios's Schwab U.S Small- Cap ETF position peaked at $336K in Q3 2018.
707 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q4 2019.

Based on Successful Portfolios's 13F filing for Q4 2019, filed 23 Jan 2020.