Smith Hayes Advisers’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

Smith Hayes Advisers’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,157	Closed	-$298K	–	316
2015 Q3	$298K	Buy	4,157 +23	+0.6%	+$2.06K	0.06%	241
2015 Q2	$423K	Buy	4,134 +18	+0.4%	+$2.03K	0.08%	222
2015 Q1	$469K	Buy	4,116 +21	+0.5%	+$2.41K	0.09%	218
2014 Q4	$503K	Buy	4,095 +14	+0.3%	+$1.78K	0.1%	206
2014 Q3	$563K	Buy	4,081 +11	+0.3%	+$1.54K	0.13%	180
2014 Q2	$579K	Sell	4,070 -111	-3%	-$14.2K	0.14%	173
2014 Q1	$487K	Buy	4,181 +16	+0.4%	+$1.81K	0.12%	184
2013 Q4	$474K	Buy	4,165 +16	+0.4%	+$1.79K	0.16%	155
2013 Q3	$461K	Buy	4,149 +16	+0.4%	+$1.82K	0.18%	142
2013 Q2	$472K	Buy	+4,133	New	+$475K	0.2%	128

Other funds holding TTP

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Smith Hayes Advisers's TTP Position: Q4 2015 in Review

Smith Hayes Advisers sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q4 2015, closing a stake of 4,157 shares — an estimated $298K sold.

Smith Hayes Advisers first reported a position in TTP in Q2 2013 and held it in 10 quarters. The position peaked at $579K in Q2 2014. 33 funds tracked by Wall St. Rank hold TTP as of Q4 2015.

Smith Hayes Advisers reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q4 2015 after selling out during the quarter.
Smith Hayes Advisers sold 4,157 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q4 2015, an estimated $298K.
Smith Hayes Advisers first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2013 and held it in 10 quarters.
Smith Hayes Advisers's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $579K in Q2 2014.
33 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q4 2015.

Based on Smith Hayes Advisers's 13F filing for Q4 2015, filed 12 Feb 2016.