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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$170B
$2.66M 0.28%
24,671
-16,983
-41% -$1.75M
HEFA icon
77
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.2B
$2.64M 0.27%
89,073
-29,810
-25% -$884K
BND icon
78
Vanguard Total Bond Market
BND
$159B
$2.56M 0.27%
31,450
-56,049
-64% -$4.58M
SCHX icon
79
Schwab US Large- Cap ETF
SCHX
$71.7B
$2.55M 0.26%
239,982
-807,792
-77% -$8.37M
PG icon
80
Procter & Gamble
PG
$349B
$2.52M 0.26%
27,491
-9,740
-26% -$876K
PCI
81
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.5M 0.26%
111,410
-530
-0.5% -$12K
BABA icon
82
Alibaba
BABA
$276B
$2.44M 0.25%
14,193
-7,757
-35% -$1.39M
IEI icon
83
iShares 3-7 Year Treasury Bond ETF
IEI
$18.2B
$2.41M 0.25%
19,678
+1,060
+6% +$130K
SCHM icon
84
Schwab US Mid-Cap ETF
SCHM
$14.6B
$2.38M 0.25%
134,379
-545,088
-80% -$9.41M
VCSH icon
85
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$2.33M 0.24%
29,358
-121,358
-81% -$9.67M
FPE icon
86
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$2.3M 0.24%
114,809
+1,880
+2% +$37.8K
IWM icon
87
iShares Russell 2000 ETF
IWM
$82.2B
$2.25M 0.23%
14,770
-13,687
-48% -$2.06M
VCR icon
88
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$2.23M 0.23%
14,274
-3,269
-19% -$487K
JPM icon
89
JPMorgan Chase
JPM
$907B
$2.18M 0.23%
20,495
-15,204
-43% -$1.54M
MSFT icon
90
Microsoft
MSFT
$2.93T
$2.14M 0.22%
24,922
-142,080
-85% -$11.7M
FDT icon
91
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$2.11M 0.22%
33,878
-42,521
-56% -$2.58M
IWR icon
92
iShares Russell Mid-Cap ETF
IWR
$56.6B
$2.06M 0.21%
39,716
-39,912
-50% -$2.03M
IGSB icon
93
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$2.04M 0.21%
39,134
+3,732
+11% +$196K
SCHV
94
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$2.03M 0.21%
111,075
-8,049
-7% -$143K
CFO icon
95
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$414M
$1.87M 0.19%
38,345
+14,645
+62% +$693K
PEP icon
96
PepsiCo
PEP
$187B
$1.86M 0.19%
15,523
-24,256
-61% -$2.77M
NVO
97
Novo Nordisk
NVO
$223B
$1.85M 0.19%
+69,068
New +$1.76M
PFF icon
98
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.83M 0.19%
48,122
-24,329
-34% -$934K
KMB icon
99
Kimberly-Clark
KMB
$36B
$1.83M 0.19%
15,223
+2,156
+16% +$251K
FTCS icon
100
First Trust Capital Strength ETF
FTCS
$7.88B
$1.82M 0.19%
35,597
-48,020
-57% -$2.38M
2 3
4
5 6

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TAM
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GES
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AS
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QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.