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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
126
NextEra Energy
NEE
$185B
$1.27M 0.13%
32,556
-28,956
-47% -$1.12M
FEI
127
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.27M 0.13%
80,632
+3,815
+5% +$55.8K
GILD icon
128
Gilead Sciences
GILD
$167B
$1.24M 0.13%
17,406
-18,104
-51% -$1.37M
GE icon
129
GE Aerospace
GE
$364B
$1.24M 0.13%
14,862
-37,778
-72% -$3.61M
VGK icon
130
Vanguard FTSE Europe ETF
VGK
$30B
$1.23M 0.13%
20,751
-7,770
-27% -$453K
NIC icon
131
Nicolet Bankshares
NIC
$3.61B
$1.22M 0.13%
22,319
-99,514
-82% -$5.74M
UNH icon
132
UnitedHealth
UNH
$387B
$1.21M 0.13%
5,493
-3,507
-39% -$743K
IHE icon
133
iShares US Pharmaceuticals ETF
IHE
$1.27B
$1.18M 0.12%
23,028
-3,957
-15% -$203K
BMY icon
134
Bristol-Myers Squibb
BMY
$124B
$1.17M 0.12%
19,128
+366
+2% +$22.9K
SDY icon
135
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$1.16M 0.12%
12,298
-27,062
-69% -$2.54M
FV icon
136
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$1.15M 0.12%
41,534
+2,187
+6% +$59.3K
DGRO icon
137
iShares Core Dividend Growth ETF
DGRO
$42.1B
$1.14M 0.12%
32,696
-1,365
-4% -$46.1K
CCL icon
138
Carnival Corporation Ltd
CCL
$36.2B
$1.13M 0.12%
17,060
-1,019
-6% -$67.5K
LMT icon
139
Lockheed Martin
LMT
$117B
$1.12M 0.12%
3,520
+154
+5% +$48.5K
ABBV icon
140
AbbVie
ABBV
$450B
$1.11M 0.11%
11,360
-5,274
-32% -$497K
SBUX icon
141
Starbucks
SBUX
$120B
$1.08M 0.11%
18,961
-3,771
-17% -$213K
XLF icon
142
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$1.08M 0.11%
38,621
-25,889
-40% -$697K
SHY icon
143
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$1.07M 0.11%
12,748
+5,615
+79% +$472K
V icon
144
Visa
V
$682B
$1.05M 0.11%
9,227
-4,907
-35% -$542K
ORCL icon
145
Oracle
ORCL
$364B
$998K 0.1%
21,130
-85,116
-80% -$4.18M
VGSH icon
146
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$995K 0.1%
16,491
-88,974
-84% -$5.38M
NEAR icon
147
iShares Short Maturity Bond ETF
NEAR
$4.8B
$989K 0.1%
19,631
-8,713
-31% -$437K
USB icon
148
US Bancorp
USB
$98.4B
$984K 0.1%
18,364
-17,073
-48% -$919K
SHW icon
149
Sherwin-Williams
SHW
$81.7B
$973K 0.1%
7,176
+4,305
+150% +$566K
WFC icon
150
Wells Fargo
WFC
$265B
$965K 0.1%
15,942
-136,771
-90% -$7.72M
4 5
6
7 8

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AS
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QAM
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BTIS
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GL
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HHC
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SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.