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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
1
ConocoPhillips
COP
$147B
$18.5M 4.39%
266,170
-89,873
-25% -$6M
BSV icon
2
Vanguard Short-Term Bond ETF
BSV
$44.6B
$18.2M 4.3%
225,815
+66,174
+41% +$5.3M
VTV icon
3
Vanguard Value ETF
VTV
$189B
$13.3M 3.16%
191,037
-12,818
-6% -$903K
VUG icon
4
Vanguard Growth ETF
VUG
$216B
$11.1M 2.63%
787,392
-281,922
-26% -$3.88M
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$8.56M 2.03%
216,187
+48,338
+29% +$1.84M
CVX icon
6
Chevron
CVX
$388B
$7.68M 1.82%
63,338
-1,996
-3% -$245K
AAPL icon
7
Apple
AAPL
$4.89T
$7.34M 1.74%
429,548
-5,208
-1% -$86.3K
COLE
8
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$6.22M 1.47%
+507,221
New +$5.76M
VMBS icon
9
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$6.19M 1.47%
120,433
-45,364
-27% -$2.31M
IVV icon
10
iShares Core S&P 500 ETF
IVV
$876B
$6.11M 1.45%
36,156
-1,031
-3% -$174K
BIV icon
11
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$6.05M 1.43%
72,341
-9,483
-12% -$786K
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$5.77M 1.37%
51,236
-27,343
-35% -$3.05M
JNJ icon
13
Johnson & Johnson
JNJ
$635B
$5.44M 1.29%
62,575
-631
-1% -$56.6K
QQQ icon
14
Invesco QQQ Trust
QQQ
$455B
$5.33M 1.26%
67,312
+23,301
+53% +$1.77M
BNDX icon
15
Vanguard Total International Bond ETF
BNDX
$82B
$5.12M 1.21%
+103,006
New +$5.09M
GE icon
16
GE Aerospace
GE
$367B
$5.08M 1.2%
44,304
+1,660
+4% +$190K
XOM icon
17
ExxonMobil
XOM
$651B
$5.06M 1.2%
58,684
-6,769
-10% -$610K
VTI icon
18
Vanguard Total Stock Market ETF
VTI
$654B
$4.95M 1.17%
56,485
+25,584
+83% +$2.22M
VB icon
19
Vanguard Small-Cap ETF
VB
$79.5B
$4.39M 1.04%
42,909
+7,823
+22% +$780K
BLV icon
20
Vanguard Long-Term Bond ETF
BLV
$5.75B
$4.13M 0.98%
49,571
-9,597
-16% -$796K
AGG icon
21
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.86M 0.91%
35,910
-2,509
-7% -$267K
WFC icon
22
Wells Fargo
WFC
$261B
$3.76M 0.89%
90,927
-27,153
-23% -$1.16M
IEF icon
23
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.58M 0.85%
+35,059
New +$3.54M
T icon
24
AT&T
T
$165B
$3.53M 0.84%
138,170
-906
-0.7% -$23.8K
BSJI
25
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.38M 0.8%
+127,300
New +$3.36M
1
2 3 4 5

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.